
Manager, Business Banking Compliance Operations
2 days ago
The Role: This role is to collaborate with the Executive Manager in providing support to the 2nd Line Business Banking Team with reporting for risk committees.
Your Responsibilities:
- Primarily provide Line 2 support to Business Banking Compliance, by performing risk reporting, data analytics provision and hindsight reviews on incidents
- Provide insights to the quality and maturity of compliance management with effective use of analytical tools
- Undertake hindsight review on incidents, issues and compliance assessment to meet group standards
- Constantly collaborate with Line 1 Risk & Compliance team in Business Bank
- Extract data / metrics from various sources as input into Compliance Dashboard to formulate reliable and relevant compliance insights for group and regulatory reporting
- Build effective relationships with Group Compliance, Operational Risk, Controls Assurance and Regulatory Affairs
- Support the regulatory interaction for Business Bank, with APRA, ASIC, AFCA and CCMC
Requirements:
- 5+ years experience in an analytical and reporting function for large financial institutions
- Good understanding risk and compliance practices in corporate Financial Services
- Genuine interest in learning and researching about the legal and regulatory environment impacting a Retail / Business Bank
- Experience reporting to / dealing with banking regulators is highly desirable
- Can think critically on your feet in a changing environment
- Excellent time and project management skills
- Relevant qualifications are desirable (eg. CFA, CA/CPA, FRM, MBA or Law Degree)
- Good data analysis skills using Excel and MS tools
We are an Equal Opportunities Employer and welcome applications from all qualified candidates.
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