Compliance Manager, Institutional Banking and

2 weeks ago

Sydney, Australia Commonwealth Bank Full time

**Compliance Manager, Institutional Banking and Markets**
- You are always looking at the bigger picture.
- This is a role designed to create lasting change.
- We are an innovative and “People’ culture

**See yourself in our team**

Our Institutional Banking and Markets (IB&M) and Group Treasury Compliance team is responsible for ensuring IB&M and Group Treasury understand their licensing and regulatory requirements and have appropriate compliance strategies and frameworks in place to manage their obligations. In delivering these services our key aim is to support Business Units achieving their strategic goals including amongst many things, operating within their respective Risk Appetites.

This role will report into the Head of Private Side Compliance Advisory, including coverage of IB&M’s Debt Capital Markets, Syndicate Desk, Client Coverage, Capital Structuring and Quant, Data, Analytics and Technology Transformation (including Data Analytics and Investment Research) teams. As a **Compliance Manager **you’ll support sustainable business growth across IB&M through regulatory obligation and policy advisory, product and business activity review and approval, risk profile challenge and approval, regulatory engagement, and regulatory reform advisory.

As a line 2 role, you will work closely with the Business (including Conduct and Line 1 Risk Management), other Risk functions (Operational Risk, Market Risk, Credit) and other functions, which support the business.

The role will also provide advice and challenge to Line 1 and business stakeholders on whether the business is appropriately meeting its compliance obligations either by day-to-day challenge or in forums and projects.

**We're interested in hearing from people who have;**
- Tertiary qualifications in legal, finance or other related fields
- Demonstrated experience in financial services or other relevant experience coupled with experience in Compliance and the Australian Regulatory Environment.
- Strong team work focus with excellence in driving results.
- Experience in successfully independently communicating with and influencing your peers and senior management.
- Familiarity and knowledge of the financial services regulatory environment.
- A commercial mind, able to balance Compliance considerations and business strategy.
- Experience in financial services investigations or analysis advantageous.

We have a supportive culture that encourages personal interaction and does not tie you to a desk. We come together and learn from one another. We’re all about being a proactive and positive function that helps the wider business thrive.

You’ll be a doer, an advisor, and a thought leader. Your past experience and learnings will help ensure we always make the right call.

**From here the opportunities are endless**

**Working at CommBank**

At CommBank, we support our people with the flexibility to balance where work is done with at least half their time each month connecting in office. We also have many other flexible working options available including changing start and finish times, part-time arrangements and job share to name a few. Talk to us about how these arrangements might work in the role you’re interested in.

We're aware of some accessibility issues on this site, particularly for screen reader users. We want to make finding your dream job as easy as possible, so if you require additional support please contact HR Direct on 1800 989 696.

Advertising End Date: 05/02/2024

  • Service Associate, Institutional Banking

    1 day ago

    Sydney, Australia Westpac Institutional Banking Full time

    **Opportunity to join Westpac’s Institutional Bank**: - **Established career path and progression opportunities**: - **Sydney or Melbourne Based** **How will I Help?** The Service Associate, Institutional Banking role will work with the Global Transaction Services (GTS) business line which is a critical pillar of Westpac’s Institutional Bank...

  • Kyc Associate

    5 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **How will I help?** Client Lifecycle Management (CLM) is part of Institutional Banking Services under the CIB Division. Institutional Banking Services supports the Westpac Institutional Bank (WIB) and we pride ourselves on being a business unit that is equipped to meet the ever-changing needs of the market, while remaining committed to our different...

  • Associate, Banks

    7 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **Opportunity to join Westpac’s Institutional Bank**: - **Established career path and progression opportunities**: - **Sydney Based** **How will I Help?** Westpac Institutional Bank (WIB) manages the financial needs of corporate, institutional and government clients that are based, or have interests in, Australia and New Zealand. The Banks and...

  • Director, Business Manager

    7 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    Be a part of Westpac Institutional Bank’s digital, data and customer platform strategy - Use your influencing, strategic thinking and prioritisation skills to deliver business outcomes - Sydney based **How will I help?** WIB Digital and Customer Platforms leads digital strategy for Westpac Institutional Bank (WIB), including how we optimise the use of...

  • Service Owner

    1 day ago

    Sydney, Australia Westpac Institutional Banking Full time

    Exciting Opportunity to join a progressive and ambitious initiative at Westpac’s Institutional Bank! - Sydney Based - Flexible working - Permanent Role - GTS (Global Transaction Services) provides transaction banking, client experience, and solution implementation for large corporate and institutional customers _as well as manages the bank's payment...

  • Associate Relationship Manager, Domestic

    4 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    Opportunity to join Westpac’s Institutional Bank - PFI Asia-Pacific Bank of the Year - Established career path and progression opportunities - Sydney based role **How will I help?** As an Associate within the Domestic and International Banks team, you will be responsible for supporting the coverage bankers drive strategic engagement and pro-active,...

  • Compliance Manager

    5 days ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Other - Sydney - Permanent / Full Time **22nd June, 2023**: **This is an exceptional opportunity join a global Financial Institution in a Compliance Manager role. The organisation has 130 offices around the globe. The imprint is small they try to operate more as a mid size organisation.** **Key Responsibilities** - Lead in developing the...

  • Legal & Compliance Manager

    4 days ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Lawyer - Compliance - Sydney - Permanent / Full Time **03rd February, 2023**: Fast growing Australian Fintech is seeking a Legal & Compliance Manager (Head of Legal & Compliance). **Key Responsibilities** - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Service Associate

    3 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **How will I help?** As a service associate, you will provide service support to Platinum, Growth, and value clients across the customer lifecycle within Westpac Institutional Bank. You will be responsible for service delivery and support for assigned industry portfolio, ensuring oversight of all services and enquiries being resolved on behalf of that...

  • Associate Director

    7 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **Grow your Energy & Infrastructure knowledge and join Westpac’s Institutional Bank!**: - **Opportunity to experience transactions in a fast-paced growing industry sector**: - **Sydney based, 9-month max-term contract **How will I help?** An exciting short-term opportunity has risen for a motivated Credit Analyst to join the Westpac Institutional...

  • Institutional Banking

    Found in: Talent AU C2 - 2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyInvestment BankingPermanentOur client is seeking an experienced KYC / Due Diligence analyst – coming from an institutional / corporate banking KYC background. The Due Diligence Officer is responsible for institutional client KYC/ onboarding and due diligence for corporate and institutional banking clients.KYC Client on-boardingCheck if clients’...

  • Associate Director, Consumer Nsw Analyst

    3 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **Opportunity to join Westpac’s Institutional Bank**: - **Established career path and progression opportunities**: - **Sydney Based **How will I Help?** An excellent opportunity has arisen for an experienced Associate Director with solid credit analysis skills to join Westpac’s Institutional Bank (WIB) in the Consumer Analyst team covering NSW. This...

  • Associate Director

    4 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    Opportunity to join Westpac’s Institutional Bank - Established career path and progression opportunities to take on a client facing role - Sydney based role **How will I help?** An exciting opportunity has arisen for a motivated Associate Director, Credit Analyst to join the Westpac Institutional Bank’s (WIB) Customer Insights & Analytics (CI&A) team...

  • Associate Director

    5 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    Opportunity to join Westpac’s Institutional Bank - Established career path and progression opportunities to take on a client facing role - Sydney or Melbourne based role **How will I help? **An exciting opportunity has arisen for a motivated Associate Director, Credit Analyst to join the Westpac Institutional Bank’s (WIB) Customer Insights & Analytics...

  • Associate Director, Institutional Marketing

    5 days ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 45228 **Department**: Insto SP&E Marketing **Division**: Institutional **Location**: Sydney About the role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things - whether they’re...

  • Associate Director

    Found in: Talent AU C2 - 1 week ago

    Sydney, Australia Australia and New Zealand Banking Group Limited (ANZ) Full time

    Associate Director - Trade and Supply Chain Sales, Institutional Banking Associate Director - Trade and Supply Chain Sales, Institutional Banking Req ID: Department: Insto Transaction Banking Sales Australia & PNG Division: Institutional Location: Sydney About the role At ANZ our purpose is to shape a world where people and communities thrive. We’re...

  • Associate Director Records Management

    4 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    Opportunity to join Westpac’s Institutional Bank - Permanent, full-time - Sydney based role **How will I Help?** The Associate Director Records Management works within the Global Transaction Services (GTS) business line which is a critical pillar of Westpac’s Institutional Bank (WIB). You will facilitate improvement of record management practices...

  • Associate Director, Corporate Fx

    6 days ago

    Sydney, Australia Westpac Institutional Banking Full time

    **How will I help?** The role is an opportunity on Westpac’s Corporate FX & Commodities solutions desk in Sydney. The responsibility of the person in this role is to provide Foreign Exchange and Commodity derivatives to a portfolio of top tier Corporate and institutional Banking clients to assist them in managing these risks in their underlying business....

  • Corporate / Institutional Banking - Relationship Manager - Associate

    Found in: Talent AU C2 - 2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAncillary AreasPermanentThis is a fantastic opportunity for a mid level corporate banking Relationship Manager or a sharp Assistant RM or Credit Analyst ready to step up into a direct Relationship Manager role with a leading global corporate / institutional bank.The role is suited to candidates who have some corporate banking relationship management...

  • Institutional Banking

    Found in: Talent AU C2 - 2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyInvestment BankingPermanentDue to the growth in our client’s portfolio of clients, an exciting opportunity has come about for a Bank Guarantees and Trade Supply Finance Officer to join this leading global corporate bank on a permanent basis.Prior experience within Bank Guarantees and Supply Chain Finance operations is required to be considered for...