Compliance Manager

5 months ago

Docklands, Australia Link Group Full time

**About MUFG Pension & Market Services**
MUFG Pension & Market Services is a global business connecting millions of people with their assets - safely, securely, and responsibly. We have over 6500 employees across 4 continents and continue to grow every day.

MUFG Retirement Solutions is the largest business under MUFG Pension and Market Services and we are the leading administrator for super funds in Australia. Many of our clients are household names. We are well positioned within a growing superannuation industry, combining our rich legacy with a fast-paced environment that enables rapid career growth.

We are a diverse team with employees from various cultural and linguistic backgrounds, and we make sure to celebrate the successes of our clients and our people.

**The Role**

The Compliance Manager, Retirement Solutions is an Australian based role within the Risk, Compliance, Controls & Assurance function, which leads the risk and compliance agenda.

Reporting to the Head of Compliance, the key purpose of this role is to oversee and ensure the effective operation of the Compliance Management System for the Retirement Solutions business and enable the business to achieve its business objectives within risk and compliance management frameworks and risk appetite.

A key feature of this role is the management of the Compliance Management System, including compliance frameworks, policies, standards, processes and procedures.

The role holder will be expected to actively collaborate with their peers within the wider team and other Group functions to further develop a leading global Risk and Compliance function.

**Key Accountabilities and main responsibilities**
- Drive the development, implementation and improvement of the Compliance Management System, including compliance frameworks, policies, standards, processes and procedures.
- Ensure the compliance management system is operating effectively and enables the business to mitigate or minimise the risk of legal or regulatory sanctions, material financial loss or reputational damage.
- Ensure the frameworks for compliance, complaints, incidents and breaches of regulatory obligations is robust and adheres to regulatory requirements, guides and standards (e.g. ISO 37301:2021 Compliance management systems)
- Prepare and deliver training in relation to regulatory requirements and compliance management system, including compliance frameworks, policies, standards, processes and procedures. Promote a sustainable culture of risk awareness in the business that is consistent with company’s core values
-

**Experience & Personal Attributes**
- Qualifications in Business, Commerce, Law or a related field are desirable, combined with ongoing professional development, such as post-graduate or vocational study
- Strong knowledge and understanding of the superannuation regulatory and operational environment, policy development and key legislation relevant to the superannuation and financial services in Australia, including but not limited to Superannuation Industry (Supervision) Act, Corporations Act, AML/CTF Act and Privacy Act, associated regulations, instruments and regulatory guides
- Practical and demonstrated experience working in the superannuation industry
- Knowledge and understanding of risk and compliance management frameworks

**Some of our Employment Benefits**
- FlexiWorks - enabling our employees to work in the office and at home
- Purchased Leave, Parental Leave, Volunteer Leave, Gender transition leave, Well-being leave
- Employee Recognition Program - to recognise people who are demonstrating our values and Company purpose.
- Talent Referral Program
- Salary Sacrificing via Superannuation
- Employee Assistance Program
- Learning & Development - Development at your fingertips via self-paced learning, including educational assistance support
- Employee discounts - Access discounted rates and offers from a variety of providers including Bupa and Microsoft
- Novated Car Leasing

We are an inclusive employer whose people work collaboratively. We encourage, support and value the various talents and perspectives of our people and promote a flexible and blended work environment where our people can thrive, and their wellbeing is supported. We know that diversity drives better client outcomes, continuous improvement, and growth. Be part of our company and together we will achieve our full potential.

We treat all individuals fairly and equitably and do not discriminate on the basis of diverse characteristics including, but not limited to gender, gender identity, sexual orientation, age, ethnicity, cultural background, physical abilities/disabilities, religious or political belief, marital or family status or carers responsibilities.

**How to apply**

MUFG Pension & Market Services is a global, digitally enabled business connecting millions of people with their assets - safely, securely and responsibly.

Through our two businesses MUFG Retirement Solutions and MU

  • Compliance & Resolutions Manager

    5 months ago

    Docklands, Australia Medibank Full time

    **Will you actively create a healthier future for tomorrow?** At Medibank and ahm we’re encouraged to think big. We have a clear purpose to impact better health outcomes for our customers, patients and our community. We celebrate diversity of thought because we want to make better decisions for our customers. As we work towards our goal of better health...

  • IT Risk

    2 months ago

    Docklands, Australia MMC Corporate Full time

    **IT Risk & Compliance Manager**: **What can you expect?** As the IT Risk & Compliance Manager, you will be entrusted with leading the Risk and Compliance function within Technology. Working closely with the business and stakeholders, you will spearhead the delivery of integrated strategies for managing risk, control, and regulatory compliance requirements....

  • Privacy Compliance Manager

    1 month ago

    Docklands, Australia AGL Energy Full time

    Join the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...

  • Compliance Adviser

    5 months ago

    Docklands, Australia Medibank Full time

    **Will you actively create a healthier future for tomorrow?** At Medibank and ahm we’re encouraged to think big. We have a clear purpose to impact better health outcomes for our customers, patients and our community. We celebrate diversity of thought because we want to make better decisions for our customers. As we work towards our goal of better health...

  • Op Risk

    1 month ago

    Docklands, Australia ANZ Banking Group Full time

    **Req ID**: 77385 **Department**: Risk Projects **Division**: Risk **Location**: Docklands About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and capital around the region,...

  • Regulatory, Compliance

    2 months ago

    Docklands, Australia AGL Energy Full time

    Join the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...

  • Security Compliance Lead

    5 months ago

    Docklands, Australia Medibank Full time

    **Will you actively create a healthier future for tomorrow?** At Medibank we’re encouraged to think big. We have a clear purpose to impact better health outcomes for our customers, patients and our community. We celebrate diversity of thought because we want to make better decisions for our customers. As we work towards our goal of better health for...

  • Environmental Compliance Advisor

    3 weeks ago

    Docklands, Australia Tilt Renewables Full time

    At Tilt Renewables, we are leading Australia’s transition to clean energy. As a leading developer, owner, and operator of renewable energy assets, we’re expanding and looking for passionate professionals to join our mission. We’re excited to announce a newly created role for an Environmental Compliance Advisor. This is a critical position at the...

  • Risk & Compliance Officer

    5 months ago

    Docklands, Australia DFP Recruitment Services Full time

    **Job description**: **About DFP** **About Our Client** Our client is a leading provider of integrated water and sanitation services in Victoria, committed to delivering sustainable outcomes for our community and environment. **Key Responsibilities**: - Risk Management: Maintain and review risk registers, facilitate risk workshops, prepare risk reports...

  • Compliance and Advisory Lead

    1 month ago

    Docklands, Victoria, Australia Nutrien Full time

    About the OpportunityWe are seeking an experienced Compliance and Advisory Lead to join our Finance team on a full-time permanent basis. Reporting to the Accounting Advisory & Governance Manager, this position is responsible for supporting a wide range of corporate governance and compliance requirements, including APRA reporting. The ideal candidate will...

  • Compliance Officer

    5 months ago

    Docklands, Australia Australian Pharmaceutical Industries Full time

    **About Us**: **About the role **An exciting opportunity currently exists for Compliance Officer Retail at Wesfarmers Health. You will play a key role in guaranteeing adherence to regulations, internal policies, and legal standards for our products, with a focus on Private Label and Clear Skincare Clinics. You will also support Category Management,...

  • Compliance and Advisory Lead

    2 weeks ago

    Docklands, Victoria, Australia Nutrien Full time

    About the Opportunity:We are seeking an experienced Compliance and Advisory Lead to join our Finance team on a full-time permanent basis. Reporting to the Accounting Advisory & Governance Manager, this position is responsible for supporting a wide range of corporate governance and compliance requirements, including APRA reporting and Sarbanes-Oxley (SOX)...

  • Regulatory & Compliance Advisor

    2 months ago

    Docklands, Australia AGL Energy Full time

    Join the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...

  • Regulatory & Compliance Advisor

    1 month ago

    Docklands, Australia AGL Energy Full time

    Join the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...

  • Compliance and Advisory Lead

    2 months ago

    Docklands, Victoria, Australia Nutrien Full time

    About the OpportunityWe are seeking an experienced Compliance and Advisory Lead to join our Finance team on a full-time permanent basis.Key ResponsibilitiesSupport corporate governance and compliance requirements, including APRA reporting.Provide ongoing support to ensure compliance with Sarbanes-Oxley (SOX) requirements.Support the integration of newly...

  • Compliance and Advisory Lead

    5 months ago

    Docklands, Australia Nutrien Full time

    Grow your career within Australia’s leading agribusiness. Hybrid working environment and flexible working. Docklands VIC location. Why Nutrien Ag Solutions? If you want a career that makes a difference, then come work with us at Nutrien where your purpose for coming to work every day is real and impactful - Going Further for Australian...

  • Tax Compliance Specialist

    7 days ago

    Docklands, Victoria, Australia Nutrien Full time

    About the Role:The Tax Advisor - Australia role is a key position within the Tax team at Nutrien Ag Solutions. As a Tax Advisor, you will be responsible for supporting the Tax Manager Australia in delivering transformation of the Australian group's tax compliance and incentives programs. This will involve process re-engineering and implementation of...

  • Compliance Risk Management Specialist

    4 days ago

    Docklands, Victoria, Australia Medibank Private Limited Full time

    At Medibank Private Limited, we strive to create the best health and wellbeing for all of Australia by fostering a workplace where our greatest potential lies in the people who work with us.Our Controls Assurance Program aims to make real, fundamental change by testing key controls. We are seeking an experienced Risk, Compliance, and Internal Controls...

  • Property Facilities

    5 months ago

    Docklands, Australia Coles Express Full time

    Working in retail is fast-paced, and at Coles Express for Viva Energy Retail, the rubber really hits the road. It’s not a typical 9-5, so you can easily blend life and work. And as part of a small station team, you’ll enjoy the variety and speed that offering convenience to local and on-the-move customers brings. **About the team**: This is an amazing...

  • Risk & Compliance Controls Specialist

    4 days ago

    Docklands, Australia Medibank Full time

    **You’re only human.** It’s a strange thing to say, because us humans are capable of incredible things. And at Medibank, we know our greatest potential lies in the people who work with us. We strive to make real, fundamental change, driven by a simple purpose: to create the best health and wellbeing for all of Australia. **Your new role**: We are...