Compliance & Disclosure Manager
2 weeks ago
ASX listed financial services organisation
- Flexible and hybrid work arrangements
- Permanent position | MEL CBD
**About the role**:
Our client is an ASX-listed financial services organisation with a head office in Australia. Reporting to the Head of Compliance, this role will oversee disclosure materials and provide compliance support across the broader team.
**Key responsibilities**:
- Conduct due diligence regarding onboarding of relevant service providers;
- Liaise with internal and external stakeholders regarding disclosure matters;
- Implement legislation, policies, and procedures in relation to the disclosure of documents and information in accordance with the regulatory guidelines;
- Supervising ongoing compliance monitoring and operational checks;
- Prepare and review regulatory and corporate documents, ensuring regulatory obligations are met AND
- Manage compliance requirements within the marketing and disclosure materials.
**Qualifications, skills, and experience**:
- Tertiary qualifications in Business, Finance, Governance, Legal or related field is essential;
- Demonstrated 2-4 years’ experience within financial services or highly regulated environment, ideally from a Big 4 audit consultancy, superannuation/funds management or banking background;
- Analytically minded with a strong understanding of compliance, audit and governance - ideally within financial services; AND
- Excellent communication - both verbal and written, and stakeholder management skills.
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