Investment Compliance

Overall Job Purpose The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or investment managers...

A leading investment fund manager - High performing and collaborative team - 12 month fixed-term contract | Sydney CBD **About the Company** Our client is a leading investment management firm with nearly four decades of experience. Established by industry pioneers, they specialise in active management of listed equity strategies, including Asia Pacific...

Newley created permanent position - Rapidly growing industry super fund - Sydney or Melbourne CBD | Career growth opportunities **ABOUT THE COMPANY** Our client is a large Australian industry super fund, experiencing a massive period of growth and transformation. They have a focus and strategy for future growth and pride themselves in investing in their...

Global Investment Manager with boutique Australian presence - Varied role with autonomy across your workload and global exposure - Highly experienced and stable team with a flexible working env. This **Global Fund Manager **has built an outstanding reputation in the market from decades of high performance and industry leading investments. They are seeking...

**JOB DESCRIPTION** Your new role will allow you to showcase your investment compliance technical skills in servicing our Australia & New Zealand (ANZ) region. You will also bring with you your relevant experience in post-trade investment compliance monitoring services, sound knowledge of financial instruments including derivatives and good understanding of...

**Risk and Compliance Analyst, Investments** - Full-time fixed term, parental leave replacement position **What can you expect?** What we offer is a chance to join a company that is not only winning, but transforming in the most exciting way possible. Our CEO, David Bryant, is dedicated to Mercer Australia being a “people first” culture. We pride...

Compliance Aus - VIE That includes: - Provide support to NAPL Head of Compliance, local and regional senior management, Natixis group entities and head office, on compliance related issues. - Coordinate with Regional Compliance with respect to key projects and initiatives and ensure that local views and needs are addressed. - Support the development of...

That includes: - Provide support to NAPL Head of Compliance, local and regional senior management, Natixis group entities and head office, on compliance related issues. - Coordinate with Regional Compliance with respect to key projects and initiatives and ensure that local views and needs are addressed. - Support the development of compliance strategy for...

Australia - Investment Banking - Investment Bank **Job Reference #** - 308362BR **City** - Sydney **Job Type** - Full Time **Your role** - Do you enjoy solving complex puzzles and thinking critically about strategic situations? Do you know how to evaluate risks to make the right call in a challenging and fast-paced environment? We’re looking for...

Fast paced environment where you will learn and grow. - Genuinely happy and friendly team who have each other's back! - Option to work 5-days per fortnight at home, supplied with the tech you need. **Life at PICA Group** We asked our people what made working at PICA special, and they highlighted that we offer a sense of **Belonging**, we have **Flexible**...

Fast paced environment where you will learn and grow. - Genuinely happy and friendly team who have each other's back! - Option to work 5-days per fortnight at home, supplied with the tech you need. **About Us** **What we can offer you!** - **Flexibility - **Hybrid work schedules working from home five days each fortnight - **A Day Off - **On your birthday...

We here at **TOM Executive** have partnered with a leading investment and superannuation platform business to recruit a Investments Administrator for their trading team. - Permanent role based in Sydney CBD - Flexible working from home arrangements - Salary ranging between **$85,000 - $105,000**: - Utilise the latest technology and have a clear career...

**Introduction**: NGS Staff Benefits Before you learn more about the job ad, we encourage you to familiarise yourself with our fantastic NGS Staff Benefits page (link below) to understand our offering which includes Additional Leave Entitlements, Personal & Professional Development and Health & Wellbeing Benefits. About us We are an award winning,...

Are you an experienced Investment/ M&A Manager looking for an exciting opportunity? Look no further! In this broad management role, you will have the opportunity to manage new and existing private equity, managed funds, debt lending, listed equity, alternate opportunities, and investments. Key Responsibilities: - Manage new and existing property...

**Introduction**: HUB24 leads the wealth industry as the best provider of integrated platform, technology and data solutions. At HUB24, we know the smartest investments start with our people. We are innovative and ambitious, and we move fast. At HUB24, we empower our employees to bring their ideas and creativity to work. Rather than getting bogged down in...

Permanent full-time positions in Melbourne and Sydney - Hybrid working arrangements - Be a part of our MLC Asset Management division **The Role** As an Investment Specialist for Multi Asset Investments reporting to the National Sales Manager, you will play a pivotal role in propelling growth and maintaining funds under management (FUM) across our...

T+O+M Executive have partnered with a leading global listed real assets investment manager to recruit an **Investment Operations Analyst**. - Permanent role based in Sydney CBD - Flexible working from home arrangements - Salary ranging between $90,000 - $110,000 + super - Utilise the latest technology and have a clear career path **Overview of the...

Investment Specialist - Multi Asset Investments - Permanent full-time positions in Melbourne and Sydney - Hybrid working arrangements - Be a part of our MLC Asset Management division **The Role** As an Investment Specialist for Multi Asset Investments reporting to the National Sales Manager, you will play a pivotal role in propelling growth and maintaining...

**Overview**: - West Sydney office location (on-site). - Bustling and energetic work environment of dedicated sellers. - Receive inbound leads from SDRs and close deals on property investment opportunities. - Opportunity to earn big $$ with a generous commission structure - Average performer taking home $200,000 +. Looking for top-quality closers who are...

We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team. **Responsibilities**: -...