Compliance Advisor

2 weeks ago


Brisbane, Australia Compliance and Risk Management Recruitment Full time

Banking & Finance
- Financial Planning
- Brisbane
- Permanent / Full Time

**20th March, 2023**:
Boutique Wealth Management Consultancy Firm has been growing rapidly over the past 24 months and they are looking to expand the team.
- Uplifting organisations compliance framework and management procedure, instilling a culture of continuous improvement.
- Accountability for regulatory compliance matters including measurements, monitoring, assessments, and control.
- Setting up / obtaining licenses for clients.
- Implementation of the compliance framework.
- Conducting compliance audits.
- Conducting training sessions with advisers.
- Reporting directly into the MD.

**Qualifications**
- experience within Compliance gained partially or wholly within Wealth Management (Financial Planning).
- Strong communication skills, able to work with the business and whilst maintaining essential independence.
- Business partnering skills with the ability to work closely with the Regulators (ASIC) whilst managing the company's interests and agenda.
- Analytical mind and excellent problem-solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
- Excellent academic background.

For a confidential discussion, please call Andrew Douglas on 0447 989 352


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