Compliance Advisor

2 weeks ago


Brisbane, Australia Compliance and Risk Management Recruitment Full time

Banking & Finance
- Financial Planning
- Brisbane
- Permanent / Full Time

**20th March, 2023**:
Boutique Wealth Management Consultancy Firm has been growing rapidly over the past 24 months and they are looking to expand the team.
- Uplifting organisations compliance framework and management procedure, instilling a culture of continuous improvement.
- Accountability for regulatory compliance matters including measurements, monitoring, assessments, and control.
- Setting up / obtaining licenses for clients.
- Implementation of the compliance framework.
- Conducting compliance audits.
- Conducting training sessions with advisers.
- Reporting directly into the MD.

**Qualifications**
- experience within Compliance gained partially or wholly within Wealth Management (Financial Planning).
- Strong communication skills, able to work with the business and whilst maintaining essential independence.
- Business partnering skills with the ability to work closely with the Regulators (ASIC) whilst managing the company's interests and agenda.
- Analytical mind and excellent problem-solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
- Excellent academic background.

For a confidential discussion, please call Andrew Douglas on 0447 989 352



  • Brisbane, Australia u&u Recruitment Partners Full time

    Partnering with this leader in the not-for-profit and community services sector, I have an exciting opportunity for a Risk and Compliance Advisor to assist in the management and coordination of the organisation's Risk and Compliance management process. As the Risk and Compliance Advisor, you will play a critical role in minimising and / or mitigating risks...

  • Compliance Advisor

    8 hours ago


    Brisbane, Australia Bank of Queensland Full time

    **About the Role** Here at BOQ Group we have been busy working behind the scenes building out our fastest-growing team - Group Risk - for an exciting and ambitious future-state. You may have seen we have plenty of Risk-related roles to choose from. We are strengthening, simplifying, and digitizing, whilst ensuring our foundations are in place. With...


  • Brisbane, Australia Queensland Corrective Services Full time

    Southern Queensland Correctional Centre is a women's facility located in Spring Creek, approximately 17 kms from the township of Gatton in the Lockyer Valley. The centre provides high security secure placement accommodation for sentenced and remand women that are classified as high or low security. Women who enter the criminal justice system often come from...

  • Hseq Advisor

    5 days ago


    Brisbane, Australia AWX Executive Full time

    Short term contract - until October 2023 - Mon - Thursday, $70/hr - 6 pm to 2am AWX Executive is looking for a HSEQ advisor for one of our clients in Brisbane. - Short term contract - until October 2023 - Mon - Thursday, $70/hr - 6 pm to 2am The HSEQ Advisor will be responsible for providing support and assistance in Health, Safety, Environment, and...

  • Safety Advisor

    5 days ago


    Brisbane, Australia Stream Consulting Group Full time

    Australian owned Business - Join a company that prioritises culture and development - Great Pipeline of future projects secured Tier 2 builder are looking for a Health & Safety Advisor on projects in Brisbane. My client is currently seeking a highly motivated and experienced Safety Advisor to join their team in Brisbane. My client is relationship focussed...


  • Brisbane, Australia Golding Contractors Full time

    Ref:2225 Specialist Warehouse Advisor Golding is currently seeking a Specialist Warehouse Advisor to be based in our Milton Office. Golding is a successful mining, urban and civil project management business with projects and operations across Queensland and South Australia. We are reliable and cost effective, working hard to achieve successful outcomes...


  • Brisbane, Australia New Hope Group Full time

    New Hope Group (NHG) is a majority Australian-owned and operated, diversified energy company which has been proudly based in South East Queensland for more than 60 years. Our diversified interests include coal, agriculture, oil, port operations and exploration. Across our interests, we are committed to providing a safe and healthy work environment with the...


  • Brisbane, Australia MAAS Group Full time

    Reporting to the Group Health & Safety Manager, the HS Advisor will provide advice, guidance and support on Maas Group major projects throughout Queensland. The HS Advisor will work closely with the customer / client on the major projects to enable a positive safety culture to keep our employees safe, healthy and well. **Key responsibilities**: - The HS...

  • Compliance Associate

    Found in: Talent AU C2 - 2 weeks ago


    Brisbane, Australia Anton Murray Consulting Full time

    BrisbaneAncillary AreasPermanentLeading global commodities trader seeking an experienced Compliance Adviser to support their team in Brisbane.Supporting  their Compliance and Ethics Programme, an opportunity for an experienced Compliance Advisor has arisen to support their Australia Pacific assets and offices on a full-time basis.Candidates should have an...


  • Brisbane, Australia Pacific People Solutions Full time

    Great opportunity to join a global mining services company based in Brisbane CBD, with regular travel to site. **30th April, 2024**: **Pacific People Solutions** is delighted to collaborate with our client, a leading global mining services company, in the search for an **HSEQS & Compliance Manager** for their Australian & PNG Operations, based in their...

  • Quality Advisor

    8 hours ago


    Brisbane, Australia Stellar Full time

    **Contract Type**: - Full Time**Location**: - QLD - Brisbane - QLD**Industry**: - Engineering**The Company**: Stellar Recruitment's Civil Division is again partnering with a leading top-tier contractor who focus on the delivery of large and complex infrastructure projects across Australia. In their arsenal includes major highway upgrades, rail, tunnels,...

  • Safety Advisor

    6 days ago


    Brisbane, Australia Fuse Recruitment Full time

    Safety Advisor - **Location**: - Brisbane - Queensland - **Work Type**: - Permanent - **Salary**: - AU$90000 - AU$110000 per annum + super + vehicle - **Reference**: - 23375 - **We are on the hunt for an experienced Safety Advisor to join our client's team in Brisbane, working on insurance builds!** **Our client**: Our client is one of the leading...

  • Hse Advisor

    7 days ago


    Brisbane, Australia Contract Resources Full time

    Casual Opportunity - Brisbane based opportunity with site work - Oil & Gas Industry **_About Contract Resources_** Contract Resources (CR), established in 1989, is a rapidly growing global organisation which provides specialised Industrial and Mechanical services to Refineries, Petrochemical and Industrial Plants and has offices in Australia, New Zealand,...

  • Principal Advisor

    6 days ago


    Brisbane, Australia Office of Industrial Relations Full time

    A vacancy currently exists in our, Governance and Compliance team for a Principal Advisor. We have office locations throughout Queensland.You'll be part of a dynamic and diverse culture, working alongside supportive and passionate people. We seek to improve work health and safety, electrical safety and workers' compensation performance through regulatory and...


  • Brisbane, Australia HSE Full time

    **About the role** Celebrating 30 years and growing, we are currently seeking an experienced Document Controller responsible for maintaining the accurate records of company documentation. Based close to Brisbane CBD, you will be reporting to the Compliance and Systems Advisor. **Key responsibilities** - Implement and work to the safety and quality...


  • Brisbane Central Business District, Australia WorkCover Queensland Full time

    **Job no**: 493164 **Work type**: Permanent - Full Time **Location**: Brisbane CBD **Categories**: Finance & Strategy Group At WorkCover Queensland our vision is to be the best worker’s compensation insurer, to make a positive difference to people’s lives and to keep Queenslanders working. Our flexible work environment allows you to be your best...


  • Brisbane, Australia Gallagher Full time

    About Us: Step into the world of Gallagher Bassett, where risk management becomes a canvas of possibilities. Join our growing team of dedicated professionals who guide those in need to the best possible outcomes for their health and wellbeing. As a steward of trust, you'll be part of a resilient team, armed with cutting-edge technology and a relentless...

  • Safety Advisor

    8 hours ago


    Brisbane, Australia Ventia Pty Limited Full time

    **Safety Advisor**: - Date: 27 Jun 2023- Location: Brisbane, QLD, AU, 4000- Company: Ventia**The Role** Ventia are looking to engage a **Safety Advisor** to support our recently awarded service delivery contract with Transurban in Queensland. **About Ventia - Transport** Providing service to over 800,000 kms of road in Australia and over 90,000 kms in New...

  • Advisor

    7 days ago


    Brisbane, Australia Transport and Main Roads Full time

    Transport and Main Roads' (TMR) vision is to create a single integrated transport system accessible to everyone.TMR, as part of the wider Queensland government, contributes to communities across the state by improving economic wellbeing, quality of life, safety, and accessibility. We employ over 9000 dedicated employees who share a common value: to make a...


  • Brisbane, Australia Alliance Airlines Full time

    Full Time Position Based at National Head Office - Rapidly Growing Australian Airline - Flexi Fortnight Work Options Alliance Airlines, Australia's leading charter airline, is experiencing significant growth and we are actively seeking an experienced Employee Relations Advisor to join our team. This role offers a unique opportunity to contribute to our...