Compliance Associate

4 weeks ago


Brisbane, Australia Anton Murray Consulting Full time

Brisbane
Ancillary Areas
Permanent

Leading global commodities trader seeking an experienced Compliance Adviser to support their team in Brisbane.

Supporting  their Compliance and Ethics Programme, an opportunity for an experienced Compliance Advisor has arisen to support their Australia Pacific assets and offices on a full-time basis.

Candidates should have an interest in identifying and investigating cases of corruption, sanctions, fraud, anti-money laundering, and modern slavery risk

Key Responsibilities 

Under the supervision of the Regional Compliance Manager the Compliance Advisor will:

  • Manage day-to-day Know Your Counterparty (KYC) screening requests received from Australia Pacific business units.
  • Manage day-to-day Third-Party Due Diligence (TPDD) screening requests received from Australia Pacific business units.
  • Conduct a risk-focused screening assessment on each new counterparty (KYC) and each new third party engagement (TPDD).
  • Identify and investigate risks related to corruption, fraud, conflicts of interest, money laundering, sanctions, market conduction, anti-trust.

Mandatory Requirements 

  • Formal tertiary or further education qualifications in law, accounting, business, or other areas (or working towards completion in these areas).
  • An eye for risk identification, critical thinking and problem solving.
  • Strong attention to detail in record keeping, file management and email communication.
  • Ability to take initiative and manage time effectively.

Experience Preferred

  • A background in know your customer/counterparty due diligence investigations and understanding of corporate structures is strongly desirable.
  • Experience in a professional organization with strong administration and document management skills.
  • Experience in a compliance-driven administrative position (i.e., AP, anti-bribery and corruption compliance, legal compliance, HSEC, etc.).

This is a well-paying position with a salary variable based on relevant experience. This is an exceptional opportunity to join a leading global commodities trading firm.

Candidates should have an interest in identifying and investigating cases of corruption, sanctions, fraud, anti-money laundering, and modern slavery risk

Key Responsibilities 

Under the supervision of the Regional Compliance Manager the Compliance Advisor will:

  • Manage day-to-day Know Your Counterparty (KYC) screening requests received from Australia Pacific business units.
  • Manage day-to-day Third-Party Due Diligence (TPDD) screening requests received from Australia Pacific business units.
  • Conduct a risk-focused screening assessment on each new counterparty (KYC) and each new third party engagement (TPDD).
  • Identify and investigate risks related to corruption, fraud, conflicts of interest, money laundering, sanctions, market conduction, anti-trust.

Mandatory Requirements 

  • Formal tertiary or further education qualifications in law, accounting, business, or other areas (or working towards completion in these areas).
  • An eye for risk identification, critical thinking and problem solving.
  • Strong attention to detail in record keeping, file management and email communication.
  • Ability to take initiative and manage time effectively.

Experience Preferred

  • A background in know your customer/counterparty due diligence investigations and understanding of corporate structures is strongly desirable.
  • Experience in a professional organization with strong administration and document management skills.
  • Experience in a compliance-driven administrative position (i.e., AP, anti-bribery and corruption compliance, legal compliance, HSEC, etc.).

This is a well-paying position with a salary variable based on relevant experience. This is an exceptional opportunity to join a leading global commodities trading firm.



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