Compliance Manager

7 months ago

Melbourne, Australia Hostplus Full time

**Acknowledgement of Country**:
Hostplus acknowledges the Traditional Owners of the land, sea and waters, of the area that we live and work on across Australia. We acknowledge their continuing connection to their culture and pay our respects to their Elders past, present and emerging.

**About us**:
At Hostplus, we passionately provide our over 1.7 million members with the best possible service; constantly looking for new ways to deliver better value while helping members get the most out of their super. We are inspired to help our members achieve greater security for their future and ensure they retire with dignity.

Your role at Hostplus will give your career meaning, whether you're in marketing, financial advice, operations or any of our other divisions - you'll be contributing to ensuring our members retire with the best possible outcomes, and what better feeling is there than knowing your role helps someone to retire with dignity and security?

**About the role**:
We are seeking an experienced Compliance Manager to join our Line 2 team. As a key member of the compliance team, you will have the opportunity to redefine the organisation's approach to compliance management and contribute to various uplift initiatives already underway. You will be working alongside Compliance, Risk and Legal team members to implement compliance policies and procedures including compliance plan attestation processes, breach assessment and reporting, regulatory change management and obligation register maintenance. You will draw from your strong working knowledge of the legislative and regulatory obligations impacting industry super funds, to provide practical and commercially savvy compliance advice to the business. You will have the opportunity to engage with senior management and become a trusted advisor to the business, as well as an essential member of the broader Compliance, Legal and Resolutions team.

**Some Key Responsibilities**
- Provide compliance advice to the business that is practical, commercially savvy and in line with relevant legislative/regulatory obligations as well as the Organisation's risk appetite.
- Assist with the implementation of the Compliance Management Framework, by developing training materials and How-To-Guides for key compliance processes.
- Assist with maintenance of the Obligations Register, reviewing LexisNexis obligation summaries and alerts, managing GRC dashboards and reporting functionality.
- Assist with the preparation of breach assessments and related notifications to Regulators.
- Assist with the preparation of Regulatory Change Impact Assessments, to support business units in identifying and managing the impacts of regulatory change.
- Contribute to compliance deep-dives or thematic reviews, identifying key compliance gaps, control weaknesses or other areas for improvement.
- Support business units in maintaining their compliance plans and review the adequacy of controls designed to meet obligations.
- Collaborate with Compliance, Risk and Legal team members and foster a positive and risk-aware compliance culture.

**About you**:

- Tertiary qualifications in Law (preferred), Commerce or a related discipline.
- Minimum of 5 years of experience in the financial services or superannuation industry, preferably obtained within a Line 2 compliance function.
- Strong working knowledge of the superannuation regulatory landscape including familiarity with RSEL & AFSL licensing obligations, SIS Act requirements, APRA prudential standards, ASIC Regulatory Guides etc.
- Experience preparing compliance reports for Boards and senior management.
- Experience drafting compliance policies and procedures.
- Experience in compliance plan monitoring, compliance attestation processes, breach assessment and reporting, regulatory change management and AFS/RSE licensing.
- Strong communication skills, both written and verbal.
- Excellent interpersonal skills to establish credibility, influence, and negotiate outcomes effectively.

**Why work for us**:
Our employees are passionate about what we do and are proud to be part of an organisation which helps everyday Australians achieve a brighter future. We value diversity of thought and have an open and flexible workplace. Some industry leading benefits we offer include:

- 15% superannuation.
- Access to subsidised financial advice.
- Salary packaging.
- Hybrid working arrangements, work remotely & in the office.
- Excellent EBA based conditions eg: paid parental leave, long service leave at 5 years, additional leave over Christmas shutdown.

**How do I apply?**

We are passionate about creating an inclusive workplace that promotes and values diversity. We believe diversity of thought, background and experience strengthens relationships and delivers meaningful benefits to our people, our members, and the communities we operate in.

**We Care**: We care about our work, our clients and colleagues.

**Better Together**: We've got each other's backs

**Related

  • Strategic Risk Management Director

    4 weeks ago

    Melbourne, Victoria, Australia Compliance & Risk Management Recruitment Full time

    At Compliance & Risk Management Recruitment, we are seeking an exceptional Strategic Risk Management Director to lead our client's Risk Function. With a strong track record in risk management and a proven ability to develop and implement effective risk strategies, you will be responsible for ensuring the organization maintains a robust approach to...

  • Compliance Manager

    7 months ago

    Melbourne, Australia Dean & Ling Pty Ltd Full time

    This large and independent insurance agency holds a prominent position in the market and is experiencing rapid growth. They provide a professional, stimulating and friendly work environment and their team promotes a focused and collaborative culture, truly embracing flexible working conditions and strongly committed to professional development. A newly...

  • Compliance Manager

    6 months ago

    Melbourne, Australia Hostplus Full time

    Compliance Manager **Acknowledgement of Country**: Hostplus acknowledges the Traditional Owners of the land, sea and waters, of the area that we live and work on across Australia. We acknowledge their continuing connection to their culture and pay our respects to their Elders past, present and emerging. **About us**: At Hostplus, we passionately provide...

  • Compliance Manager

    6 months ago

    Melbourne, Australia Bluefin Resources Full time

    Are you a seasoned Compliance professional with a passion for shaping a culture of adherence and integrity? We are working with a leading financial services client who is looking for a Compliance Manager to support the development and implementation of their Compliance Framework and Compliance Program in line with legislative requirements and industry best...

  • Compliance Manager

    2 months ago

    Melbourne, Australia Rest Full time

    **Company Description** Supporting millions of Aussies since 1988 with low fees and competitive long-term performance. Profits back to members, not shareholders **Closing date: 1st November 2024** Please note Rest does not accept speculative resumes from recruitment agencies Established in 1988, Rest is one of Australia’s largest profit-to-member...

  • Compliance Manager

    8 months ago

    Melbourne, Australia Dean & Ling Pty Ltd Full time

    As an innovative and highly successful player in its field, our Investment Manager client has grown exponentially through a clear focus on attracting and retaining great talent and creating value for its external stakeholders through innovative solutions. As part of this growth, a newly created Compliance Manager role has arisen. The organisation provides a...

  • Compliance Manager

    7 months ago

    Melbourne, Australia Dean & Ling Pty Ltd Full time

    As an innovative and highly successful player in its field, our Investment Manager client has grown exponentially through a clear focus on attracting and retaining great talent and creating value for its external stakeholders through innovative solutions. As part of this growth, a newly created Compliance Manager role has arisen. The organisation provides a...

  • Compliance Manager

    3 months ago

    Melbourne, Australia Serco Full time

    Full-time permanent opportunity based in Port Melbourne - Ongoing career development and learning opportunities - Long-term job security through government-backed contracts **Serco is a place where you can grow** Join a team of 12,000+ professionals across Asia Pacific (APAC) and experience a place of challenge, opportunity, and reward. We offer ample...

  • Manager, Compliance

    2 weeks ago

    Melbourne, Australia Northern Trust Corp. Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Manager, Compliance

    2 weeks ago

    Melbourne, Australia Northern Trust Full time

    **About Northern Trust**: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Manager, Compliance

    1 week ago

    Melbourne, Australia Northern Trust Full time

    **About Northern Trust**: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Manager

    8 months ago

    Melbourne, Australia Pentasia Full time

    An established iGaming business that regards the happiness of its staff as paramount is looking to add to the Legal and Compliance Department. As Compliance Manager, you'll play a crucial role in the team, providing support and guidance to all departments to ensure full compliance with regulations. Your collaboration with teams such as finance, operations,...

  • Compliance Manager

    3 months ago

    West Melbourne, Australia Linfox Pty Ltd Full time

    What does the job look like? Linfox's Intermodal Business Unit is seeking a Compliance Manager to join their team. This position will be based in either Sydney NSW (Chullora) or West Melbourne VIC. Within the role, you will be essential in partnering with our operational sites across NSW & VIC, working closely to maintain and ensure that compliance standards...

  • Risk & Compliance Manager

    6 months ago

    Melbourne, Australia Robert Half Full time

    Our client is a prominent ASX-listed organization looking a skilled and experienced Risk & Compliance Manager available on short notice. **Company Description**: Our client is a prominent ASX-listed organization, offering wide range of manufactured products. With a strong national presence across various industries, the company is a key player in the...

  • Compliance Manager

    5 months ago

    Melbourne City Centre, Australia HAYS Full time

    The Manager Compliance is responsible for continuing positive change in the crucial function of compliance. **Your new company** Founded in 1996, this Institute has grown dynamically as one of the leading private, higher education providers in Australia with campuses in Melbourne and Sydney. A Higher Education Institution with a vision to be a leading...

  • Compliance Management Leader

    3 weeks ago

    Melbourne, Victoria, Australia Bluefin Resources Full time

    About the RoleWe are seeking an experienced and proactive compliance leader to drive a significant compliance uplift program, leading the implementation of an ISO 37301 Compliance Management System (CMS).Key ResponsibilitiesDrive Compliance Excellence: Maintain a robust CMS and champion a strong culture of compliance and accountability across the...

  • Compliance Risk Manager

    3 weeks ago

    Melbourne, Victoria, Australia SS&C Bluedoor Pty Limited Full time

    About SS&C Bluedoor Pty LimitedSS&C Bluedoor Pty Limited is a leading provider of investment and financial services, with a global presence in over 90 offices across 35 countries.Salary Range:$100,000 - $150,000 per annum, depending on experience.Job DescriptionMain Responsibilities:Compliance Framework Support:Assist in reviewing and maintaining the...

  • Compliance and Governance Manager

    5 months ago

    Melbourne, Australia Wall Street Full time

    Review, develop, implement and improve reporting, compliance and governance! - Flexible work arrangements with convenient Queens Rd Office location - Work for a League that is entering its most exciting phase of growth **About the NBL**: The National Basketball League (NBL) is regarded as one of the premier basketball organisations in the world and is home...

  • Compliance and Administration Manager

    2 days ago

    Melbourne, Australia Hudson Australia Full time

    Our client is seeking a Compliance and Administration Manager to assist with compliance and risk functions as well as general administration in an education environment. Our client is seeking a Compliance and Administration Manager to assist with compliance and risk functions as well a general administration in an education environment. Through the...

  • Investments Compliance Manager

    6 months ago

    Melbourne, Australia Vanguard Group Full time

    Investments Compliance Manager Serve as a trusted Compliance advisor to Investments and Funds/ETF business stakeholders. Provide guidance and oversight of regulated activities across Investments and APAC trading markets. Support the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions. **About...