![Commonwealth Bank](https://media.trabajo.org/img/noimg.jpg)
Manager Compliance Assurance and Monitoring
4 weeks ago
**Manager Compliance Assurance and Monitoring**
**Do work that matters**
Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading products and services, supported by some of the world’s best systems and processes.
RBS Risk Management is responsible for managing the Retail Bank’s overall risk portfolio, ensuring RBS has appropriate strategies and frameworks in place to assess, manage and report on credit, market, operational, compliance and insurance risks.
We are also responsible for designing, developing, implementing and continually reviewing Decisioning Solutions, Policies and Procedures and provide Operational Risk and Compliance advice to manage Business Risk for the Retail Bank.
**See yourself in our team**
RBS Compliance sits within the broader Group Operational Risk and Compliance division within CommBank, with a dotted reporting line through to the RBS Chief Risk Officer. The RBS Compliance Team consists of Regulatory Engagement, Regulatory Change, Incident and Issue Management, Compliance Advisory, and a Frameworks and Assurance team. RBS also includes the Bankwest brand. This role can be based either in Perth or Sydney.
**On any given day you will**:
- Maintain a detailed understanding of RBS’s business and risk profile and advise on areas of assurance and controls testing.
- Support the EM Compliance Assurance and Monitoring and the Senior Managers across stakeholder management engagement with Group Compliance and RBS stakeholders.
- Completing assurance work following the Line 2 Assurance Standard.
- Prepare reports and insights which will enable enhancement of our compliance framework and compliance with our obligations
- Conduct ‘deep dive’ reviews into areas of potential concern - including planning, scoping and performing detailed reviews on business strategy, projects, transactions and processes.
- Review and challenge existing processes and practices.
- Act as a trusted advisor to stakeholders and help the business identify opportunities to improve processes, and formulate solutions.
**We are interested in hearing from people who possess**:
- Experience in assurance roles preferred, such as Big4 internal audit or external audit, internal audit, and/or Line 2 assurance. Ideally suited to experienced consultants/accountants or senior consultants/accountants.
- Knowledge of financial services law and practice pertaining to retail banking services is desired but not required, however a continued interest in learning is required.
- Excellent commercial acumen and understanding of retail banking processes and products is desired.
- Experience working with senior business leaders in managing issues/control gaps is preferable.
- Good judgement capability, and an ability to make sound decisions in a timely manner using a variety of information.
- Excellent influencing, negotiation, and stakeholder management skills and the ability to inspire others to action.
- Excellent written and verbal communication skills, with the ability to produce a wide range of communications, including senior facing reports.
- Ability to constructively challenge peers and stakeholders to ensure that RBS meet regulatory obligations and remain within risk appetite.
- The ability to analyse data to identify issues and communicate concerns.
**Working at CommBank**
At CommBank, we’re committed to building a diverse and inclusive workforce reflecting the customers, businesses and communities we serve. As a value’s driven organisation, we nurture and support our people, through focusing on skill and talent development, collaboration, flexibility and internal promotion. With service in mind at every touch point, we take accountability for the role we play in securing and enhancing the financial wellbeing of people, businesses and communities.
We're aware of some accessibility issues on this site, particularly for screen reader users. We want to make finding your dream job as easy as possible, so if you require additional support please contact HR Direct on 1800 989 696.
Advertising End Date: 03/02/2023
-
Manager Compliance Assurance and Monitoring
2 weeks ago
Sydney, New South Wales, Australia Commonwealth Bank Full timeManager Compliance Assurance and MonitoringDo work that mattersRetail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading products and services, supported by some of the world's best systems and processes.RBS Risk...
-
Compliance Assurance
2 weeks ago
Sydney, Australia Profusion PAC Pty Ltd Full timeCollaborative environment with room for professional growth - Flexibility in working arrangements - $120,000 including super Join an excellent organisation in Sydney, to ensure monitoring of compliance. - Collaborative environment with room for professional growth - Flexibility in working arrangements - $120,000 including super **Company Overview**: A...
-
Compliance Manager
4 weeks ago
Sydney, Australia ING Full timeEach day, millions of customers in over 40 countries use ING’s banking products and apps. You’ll be making a difference to their lives by shaping the way they bank and empowering them to stay a step ahead in life and business. We are on the hunt for an experienced **Compliance Manager - Monitoring & Assurance**, where you’ll be responsible for...
-
Compliance Manager
2 weeks ago
Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full timeInsurance Other Sydney Permanent / Full Time22nd June, 2023:This is an exceptional opportunity join a global Financial Institution in a Compliance Manager role. The organisation has 130 offices around the globe. The imprint is small they try to operate more as a mid size organisation.Key Responsibilities Lead in developing the organisations Compliance...
-
Risk and Compliance Manager
2 weeks ago
Sydney, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance - Treasury and/or Risk Specialist - Sydney - Permanent / Full Time **26th February, 2024**: We are working with a growing mutual bank who are currently seeking a Risk and Compliance Manager for a newly created role in their Sydney head office. Key Responsibilities: - Developing and supporting compliance and testing frameworks. - Helping...
-
Compliance Assurance
2 weeks ago
Sydney, New South Wales, Australia Profusion PAC Pty Ltd Full timeCollaborative environment with room for professional growth Flexibility in working arrangements- $120,000 including superJoin an excellent organisation in Sydney, to ensure monitoring of compliance. Collaborative environment with room for professional growth Flexibility in working arrangements- $120,000 including superCompany Overview: A leading entity in...
-
Compliance and Assurance Coordinator
2 weeks ago
Sydney, Australia HAYS Full timeDevelop, implement, monitor, report on, coordinate and ensure continuous improvement. Your new company A leading institution in the higher education sector committed to excellence in education, research, and student support is hiring a permanent Compliance and Assurance Coordinator role within their Vocational Education & Training (VET) division. Your new...
-
Compliance Manager
7 days ago
Sydney, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance - Stock Broking - Sydney - Permanent / Full Time **08th February, 2024**: **This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.** **Key Responsibilities** -...
-
Compliance Manager
2 weeks ago
Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance Stock Broking Sydney Permanent / Full Time08th February, 2024:This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.Key Responsibilities Assist in developing the...
-
Compliance Manager
2 weeks ago
Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance Banking Compliance Sydney Permanent / Full Time02nd February, 2023:Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team.Main responsibilities are: Maintaining compliance and AFSL...
-
Compliance and Assurance Coordinator
2 weeks ago
Sydney, New South Wales, Australia Hays plc Full timeYour new companyA leading institution in the higher education sector committed to excellence in education, research, and student support is hiring a permanent Compliance and Assurance Coordinator role within their Vocational Education & Training (VET) division.Your new roleWe are seeking a dynamic and detail-oriented Compliance and Assurance Coordinator to...
-
Assurance & Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Rabobank Full timeAbout usRabobank is the world's leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do.About the roleDue to an internal movement,...
-
Head Of Risk And Compliance Assurance
2 weeks ago
Sydney, New South Wales, Australia Pinpoint Talent Full timeOur NSW State Government client is seeking Head of Risk and Compliance Assurance to join on an initial 6 month contract.Head of Risk & Compliance | Initial 6 month contract | Sydney CBD / WFH Hybrid | $ p/d + super | NSW Government Purpose of the Role: This role is responsible for the second line risk and compliance assurance activities which provide...
-
Compliance Manager, Assurance
2 weeks ago
North Sydney, Australia Zurich Insurance Full timeA new adventure awaits- At Zurich we’re on a journey, even though we are 150 years young, we are lighting the way to a brighter future. A brighter future for you - focused on your career, your wellbeing and your community - as well as our customers and the planet.- This exciting adventure will drive positive impact. So, if you want to be part of a values...
-
Compliance Assurance Manager
2 months ago
Sydney, Australia HSBC Full time-Job description **Some career choices have more impact than others.** At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture...
-
Compliance & Assurance Manager
2 weeks ago
Sydney, New South Wales, Australia The University of Notre Dame Australia Full timeCompliance & Assurance ManagerVocational Education & Training, Sydney CampusHEW 8, Full-time, Ongoing position.ABOUT THE UNIVERSITYThe University of Notre Dame Australia is a private Catholic University with over 1,000 permanent staff providing an exceptional educational experience to over 12,000 students across our Fremantle, Broome, and Sydney campuses, as...
-
Compliance Monitoring Manager
3 weeks ago
Sydney, Australia HAYS Full timeGlobal insurance company looking for an experienced Compliance Manager to Implement and uplift Compliance **Your new company** This company has a long-standing and respected history and are in a strong growth phase in Australia, being part of a global company with their Head office in US. **Your new role** The role will assist the Head of Compliance in...
-
Junior Compliance Consultant
1 week ago
North Sydney, Australia VET Quality and Compliance Full time**Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...
-
Assurance (Compliance) Manager
3 weeks ago
Sydney Central Business District, Australia HAYS Full timeLead, plan, oversee and drive a culture of awareness, maturity and continuous improvement in Compliance. This private enterprise offers a diverse range of services internationally for government and other public sector providers. They specialise in providing services across Justice, Health, Citizen Services, Facility Services, Transport, Defence and...
-
Head of Assurance, Reporting and Compliance
4 weeks ago
Sydney, Australia Bupa Dental Care Full time**Posted** 23/11/2023 **Job Number** 26640 **Full/Part** Full Time **Posting End Date** 22/12/2023 **About the role** Our Head of Assurance, Reporting, and Compliance role will be responsible for overseeing and ensuring that BUPA Villages and Aged Care (BVAC) Australia operates in compliance with relevant laws, regulations, and internal policies to help...