See more Collapse

Compliance Officer

2 months ago

Melbourne, Australia Apex Group Ltd Full time

**Description**

Do you have compliance experience, and are you seeking a new full-time job in Melbourne? Apex Group is looking for a Compliance Officer.

As a Compliance Officer, you will be a trusted adviser and support the company's Compliance function in Melbourne and Brisbane. You will also direct and coordinate the regulatory update in the APAC region, keeping abreast of compliance and regulatory changes and advising as appropriate.

To give you an idea of how this role would look and feel, here are some of the things you could expect to do:

- Be a trusted adviser and support the Compliance function in Melbourne and Brisbane
- Lead and coordinate the regulatory update in the APAC region
- Keep abreast of the compliance and regulatory changes and advise as appropriate
- Support other Asia Pacific countries, including China, Hong Kong, India, Japan and Singapore, as appropriate on other compliance matters
- Advise on compliance issues relating to AML, KYC, FATCA, CRS etc
- Other compliance-related requirements, AML due diligence, PEP.
- Professional Compliance qualification
- Excellent people management skills at all levels
- Excellent PC skills, including Word, Excel, and Access.

**About our Company**
Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.

Apex Group includes FundRock, LRI and European Depositary Bank.

We have other current jobs related to this field that you can find below

  • Risk & Compliance Officer

    2 months ago

    Melbourne, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Melbourne - Permanent / Full Time **10th May, 2023**: **We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.** **Key Responsibilities**: - Incident, breach and complaint assessments - Testing and maintaining compliance - Compliance...

  • Risk & Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Melbourne Permanent / Full Time10th May, 2023:We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.Key Responsibilities: Incident, breach and complaint assessments Testing and maintaining compliance Compliance checklists Review documents,...

  • Compliance Coordinator

    3 weeks ago

    Melbourne, Australia Compliance and Risk Management Recruitment Full time

    Admin / Secretarial / Office Support - Other - Melbourne - Permanent / Full Time **16th February, 2023**: We are working with a boutique, culture focussed Australian asset management business. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to work alongside a team of highly...

  • Compliance Coordinator

    5 days ago

    Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full time

    Admin / Secretarial / Office Support Other Melbourne Permanent / Full Time16th February, 2023:We are working with a boutique, culture focussed Australian asset management business. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to work alongside a team of highly skilled asset...

  • Risk Officer

    2 weeks ago

    Melbourne, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Analyst - Melbourne - Permanent / Full Time **17th February, 2023**: **We are working with a growing boutique financial services business who are currently seeking a Risk Officer for a newly created role in their Melbourne head office.** **Key Responsibilities**: - Incident, breach and complaint assessments - Testing and maintaining...

  • Compliance Officer

    6 days ago

    Melbourne, Australia Findex Full time

    Are you an experienced Compliance Officer looking for your next exciting opportunity? This is a permanent, full-time opportunity to support Findex’s Funds Management and Platform services via Centric Capital. Are you an experienced Compliance Officer looking for your next exciting opportunity? This is a permanent, full-time opportunity to support...

  • Compliance Officer

    7 days ago

    Melbourne, Australia Service Stream Full time

    Primary Location Melbourne - 80 Collins Street Job Description Summary The Compliance Officer is responsible for obtaining and maintaining compliance documents for our field based electricians About the Role The Compliance Officer is responsible for obtaining and maintaining compliance documents for our field based...

  • Compliance Officer

    2 weeks ago

    Melbourne, Australia LRI Invest Full time

    Description Do you have compliance experience, and are you seeking a new full-time job in Melbourne? Apex Group is looking for a Compliance Officer. As a Compliance Officer, you will be a trusted adviser and support the company's Compliance function in Melbourne and Brisbane. You will also direct and coordinate the regulatory update in the APAC region,...

  • Risk Officer

    5 days ago

    Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Analyst Melbourne Permanent / Full Time17th February, 2023:We are working with a growing boutique financial services business who are currently seeking a Risk Officer for a newly created role in their Melbourne head office.Key Responsibilities: Incident, breach and complaint assessments Testing and maintaining compliance Compliance...

  • Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Niyaa People Ltd Full time

    We are actively looking for a Compliance Officer to join a housing association in the Birmingham area on a permanent basis. In return you will receive a car allowance, flexible working hours, 34 days annual leave, the option to purchase extra annual leave, life assurance, employee wellbeing programme, life admin days, health cash plan, reduced rate gym...

  • Compliance Officer

    7 days ago

    Melbourne, Australia Department of Premier & Cabinet Full time

    About us The Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government. We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses. We are doing this by connecting and...

  • Compliance Officer

    7 days ago

    Melbourne, Australia Mecca Recruitment Group Full time

    Our client is an established trustee and financial services provider. Since its establishment in 2012, they have experienced rapid growth and expansion into a range of finance and investment markets. This is an exciting opportunity to join an established and trusted financial services provider with ongoing career development opportunities! As an Compliance...

  • Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Department of Premier & Cabinet Full time

    About usThe Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government. We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses. We are doing this by connecting and digitising...

  • Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia AIG Full time

    #LI-JC1Who we areWe are a leading global insurance organisation with operations in approximately 70 countries and jurisdictions. AIG member companies provide a wide range of property casualty insurance, life insurance, retirement solutions and other financial services. These diverse offerings include products and services that help businesses and individuals...

  • Compliance Officer

    4 weeks ago

    Melbourne, Australia Australian Communications and Media Authority Full time

    Do you share our values of being purposeful, curious, questioning and collaborative? If so, this might be the opportunity for you! - Melbourne - APS 5 Min - $79,557 Max $85,899 As a Compliance Officer, you will work closely with a team of investigators providing support for audits, compliance assessments, investigations and keeping our Standard Operating...

  • Compliance Officer

    3 weeks ago

    Melbourne, Australia Easygo Full time

    **Shape the future of online gaming and gambling as a Compliance Officer and help us build an exceptional legal and compliance team!** **Why us, why now?**: As we continue to grow, we recognize the importance of building out our legal and compliance team to provide the best possible support to our business. This is an exciting opportunity to join a...

  • Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Stroke Full time

    Compliance OfficerWe re looking for a dynamic and a highly motivated individual to join a new role in the Compliance and Data Protection team.This is a remote working role and applications from individuals who are seeking flexible working options are welcomed.Position:SIT33 Compliance OfficerLocation:Home-based, UK Nationwide, however, occasional travel will...

  • Compliance Officer

    5 days ago

    Melbourne, Victoria, Australia Australian Communications and Media Authority Full time

    Do you share our values of being purposeful, curious, questioning and collaborative? If so, this might be the opportunity for you Melbourne APS 5 Min $79,557 Max $85,899As a Compliance Officer, you will work closely with a team of investigators providing support for audits, compliance assessments, investigations and keeping our Standard Operating Procedures...

  • Compliance Officer

    6 days ago

    Melbourne, Australia Rusher Rogers Full time

    Globally renowned Performing Arts Institution - 60 Years Young - Creating Bright Futures - Compliance - Diligence -Passion for Process - Tech Savvy - Arts Precinct - SouthBank The Australian Ballet School has transformed young talent into elite performers of the future on a global stage for almost 60 years. This world-renowned institution is now undertaking...

  • Compliance Officer

    2 months ago

    Melbourne, Australia Anton Murray Consulting Full time

    Melbourne- Asset Management- Contract or TemporaryOur client, a global financial services firm seeks a Compliance Officer to work across its business units on an initial 6-month maternity cover contract. This role supports the Australian businesses in relation to all aspects of its compliance program including understanding and interpreting regulatory...