Compliance Manager

4 weeks ago


Melbourne, Victoria, Australia TOM People Full time

We here at TOM have partnered with a high performing insurance business to recruit a Compliance Manager. In this role, you'll support the business in meeting its Australian Financial Services Licence (AFSL) obligations, industry regulations, and internal governance standards.

Key Responsibilities
  • Develop and implement a fit-for-purpose compliance strategy aligned with group goals and risk appetite.
  • Oversee compliance with local and international regulations, including AFSL requirements.
  • Provide timely, practical compliance advice to key stakeholders across the business.
  • Lead compliance monitoring and reporting activities, including audits and risk reviews.
  • Identify and recommend improvements to systems, products, and processes from a compliance perspective.
  • Leverage technology and data to improve compliance effectiveness and efficiency.
  • Maintain and enhance the compliance framework, policies, and training materials.
Experience & Qualifications
  • Proven experience in compliance, audit, legal, or risk management roles within financial services.
  • Background in insurance industry is a must
  • Strong understanding of the financial services regulatory environment, particularly AFSL requirements.
  • Professional qualifications in risk, audit, or compliance, and relevant industry memberships (e.g., GRC, IIA, RMIA) are desirable.
Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Legal
Industries
  • Insurance and Financial Services

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