Advice Risk and Governance Manager

6 days ago

Sydney, New South Wales, Australia Count Full time
Overview

At Count, we're on a mission to empower our national network of financial advisers to deliver excellence while upholding the highest professional and compliance standards. We're seeking an Advice Risk and Governance Manager to join our Professional Standards team. This role supports advisers and their teams across our AFSLs, providing guidance, training, and oversight to ensure compliance and professionalism is always front of mind.

Key Responsibilities
  • Act as a trusted partner to advisers and their staff, responding to compliance queries and offering technical guidance.
  • Manage incidents, breaches, complaints, and consequence management with accuracy and care.
  • Oversee Key Risk Indicator (KRI) monitoring, working with technology partners to investigate and improve reporting.
  • Review approval requests including advice documents and marketing material.
  • Deliver engaging training and education sessions (in person and online) to strengthen compliance culture.
  • Support continuous improvement of advice documentation and standards in line with regulatory change.
Key Skills and Experience
  • Strong experience in compliance, risk management, or professional standards within financial planning or a licensee environment.
  • Excellent knowledge of legislative, regulatory, and licensee obligations.
  • Confidence in handling complaints, breaches, or advice remediation activities.
  • Strong communication skills — both written and verbal — with the ability to engage and influence.
  • Tertiary qualification in a relevant discipline.
Why Join Us?
  • Professional Growth: At Count, we are committed to fostering your professional development. You'll have the opportunity to work alongside industry leaders and expand your skills and expertise.
  • Great Benefits: Birthday leave, Take 4 get 5 leave, Corporate Volunteering Days and Fundraising matching, reimbursement for financial planning, and more
  • Collaborative Team: Work in a supportive, collaborative environment where your ideas and contributions are valued.
  • Competitive Compensation: We offer a competitive salary package based on experience, with opportunities for performance-based rewards.

#J-18808-Ljbffr

  • Advice Risk and Governance Officer

    1 week ago

    Sydney, New South Wales, Australia Count Full time $104,000 - $130,878 per year

    Are you looking to build your career in compliance and governance within financial services? AtCount, we empower our national network of financial advisers to deliver great outcomes for their clients while meeting the highest professional and regulatory standards.We're seeking anAdvice Risk and Governance Officerto join our Professional Standards team. In...

  • Advice Risk and Governance Manager

    1 week ago

    Sydney, New South Wales, Australia Count Full time $104,000 - $130,878 per year

    At Count, we're on a mission to empower our national network of financial advisers to deliver excellence while upholding the highest professional and compliance standards. As we continue to grow, we're looking for anAdvice Risk and Governance Managerto join our Professional Standards team.This role is central to supporting advisers and their teams across our...

  • Advice Risk and Governance Manager

    5 days ago

    Sydney, New South Wales, Australia Count Full time

    OverviewAt Count, we're on a mission to empower our national network of financial advisers to deliver excellence while upholding the highest professional and compliance standards. We're seeking an Advice Risk and Governance Manager to join our Professional Standards team. This role supports advisers and their teams across our AFSLs, providing guidance,...

  • Enterprise Risk Governance Specialist

    4 days ago

    Sydney, New South Wales, Australia beBee RISK Full time $160,000 - $190,000

    Job Title: Enterprise Risk Governance Specialist Job DescriptionWe are seeking an experienced risk practitioner to join our team as a key member responsible for the overall governance and management framework for third parties at an enterprise level. This includes setting policies and standards, ensuring effective governance, oversight and control is in...

  • Risk Governance Manager

    22 hours ago

    Sydney, New South Wales, Australia beBeeGovernance Full time $118,000 - $131,000

    Job Title: Risk Governance ManagerThis leadership role is responsible for overseeing the governance and risk functions at a forward-thinking regional council.Lead and mentor staff to develop a strong, values-based team cultureOversee statutory compliance, corporate registers, and integrated planning/reporting obligationsManage and chair the Audit, Risk &...

  • Governance and Risk Manager

    2 days ago

    Sydney, New South Wales, Australia beBeeGovernance Full time $110,000 - $140,000

    Job Title: Governance and Risk ManagerWe are seeking a Governance and Risk Manager to join our Professional Standards team.This role supports financial advisers and their teams, providing guidance, training, and oversight to ensure compliance and professionalism.Key Responsibilities:Act as a trusted partner to advisers and their staff, responding to...

  • Risk And Governance Manager

    4 days ago

    Sydney, New South Wales, Australia Bloom Hr Full time

    Help drive and shape the governance & risk management function at Katungul- Narooma location on the NSW south coast- Must have experience within Enterprise Risk Management**The Organisation**Katungul Aboriginal Corporation Regional Health and Community Services is a NFP organisation providing culturally attuned, integrated health and community services on...

  • Governance And Risk Manager

    2 days ago

    Sydney, New South Wales, Australia Bloom Hr Full time

    Help drive and shape the governance & risk management function at Katungul- Narooma location on the NSW south coast**The Organisation**Katungul Aboriginal Corporation Regional Health and Community Services is a NFP organisation providing culturally attuned, integrated health and community services on the Far South Coast of NSW. Their vision is "for...

  • Governance and Risk Manager

    2 weeks ago

    Sydney, New South Wales, Australia Hilltops Council Full time

    Governance and Risk Manager (w/ $5k Relocation Assistance to Boorowa, NSW)Join to apply for the Governance and Risk Manager (w/ $5k Relocation Assistance to Boorowa, NSW) role at Hilltops CouncilBase pay rangeA$118,000.00/yr - A$131,000.00/yrLead governance and risk functions at a forward-thinking regional councilAttractive salary circa $118,000 – $131,000...

  • Governance and Risk Manager

    2 weeks ago

    Sydney, New South Wales, Australia Hilltops Council Full time

    Governance and Risk Manager (w/ $5k Relocation Assistance to Boorowa, NSW)Join to apply for the Governance and Risk Manager (w/ $5k Relocation Assistance to Boorowa, NSW) role at Hilltops CouncilBase pay rangeA$118,000.00/yr - A$131,000.00/yrLead governance and risk functions at a forward-thinking regional councilAttractive salary circa $118,000 – $131,000...