Senior Regulatory Compliance Manager

2 weeks ago

Sydney, New South Wales, Australia ClearCompany Full time

The Opportunity

A leading global bank is seeking a Senior Compliance Manager to lead and enhance its compliance function. This is a pivotal role for a seasoned compliance professional looking to shape and drive a robust compliance framework across a dynamic and growing business.

You will manage regulatory relationships, advise on compliance matters, and support the business in navigating an increasingly complex regulatory landscape.

The Role

Reporting into senior leadership, you will be responsible for:

  • Managing, reviewing, and updating the compliance framework, policies, and procedures
  • Overseeing the implementation of new and existing regulatory requirements (AFSL, NCCP, Privacy, CRS, etc.)
  • Leading a compliance team to conduct internal inspections and ensure adherence to legal and regulatory obligations
  • Acting as the key contact with regulators including ASIC, ACCC, and external legal counsel
  • Conducting incident and breach reporting, and ensuring appropriate follow-up actions
  • Providing compliance training and advisory support to internal business units
  • Conducting thematic reviews and advising business units on emerging compliance risks
  • Liaising with head office compliance functions and managing audit-related responses

About You

To be successful in this role, you will bring:

  • A relevant degree in Law, Finance, Banking, or a related field
  • Proven ability to manage a team and implement compliance strategies effectively
  • Strong working knowledge of Australian financial services regulation and licensing frameworks
  • Experience in dealing with regulators and external stakeholders
  • Excellent communication, leadership, and stakeholder engagement skills


Why Apply?

  • Lead compliance in a high-performing and respected financial institution
  • Partner with executive leadership and play a strategic advisory role
  • Supportive team culture with flexible working arrangements
  • Highly competitive remuneration and genuine career progression

By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com/au/en/privacy. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.

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