Compliance Assistant

Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together

Looking for a New Challenge? Join Us as We Expand Globally

As we continue our global business expansion, we're on the lookout for talented individuals who are motivated to support our strategic goals and initiatives. Join a team that values innovation and growth.

What you'll be working on:

• Assisting with the implementation and monitoring of compliance with relevant financial regulations, such as those set by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).
• Maintaining accurate records of compliance activities, preparing reports, and ensuring that all documentation is up to date and compliant with regulatory standards.
• Assisting in the development and review of internal controls and procedures to ensure they meet regulatory requirements and best practices.
• Supporting the monitoring and auditing of company practices to detect any deviations from compliance standards and regulatory requirements.
• Assisting in the identification and assessment of compliance risks and contributing to the development of strategies to mitigate those risks.
• Acting as a point of contact for compliance-related inquiries from staff and external parties and facilitating communication between the compliance department and other departments.
• Keeping up-to-date with changes in financial regulations and industry standards and assisting with the implementation of necessary changes within the company.

What we're looking for:

• Educational Background: Fresh graduates are encouraged to apply, particularly those with a degree in Finance or a related field.
• Attention to Detail: Exceptional attention to detail is crucial for ensuring accuracy and compliance in all tasks.
• Positive Attitude: A positive and helpful demeanor is essential for effective collaboration and problem-solving.
• Technical Proficiency: High-level computer skills, including proficiency in financial software and data analysis tools, are important for managing and analyzing information efficiently.

What we offer/What's in it for you:

• Seeking to expand your regional work experience? Work alongside industry-leading professionals from around the globe in an environment filled with opportunities for continuous learning and growth.
• We reward our best employeeswith quarterly employee recognition awards in USD.
• Feeling drowsy after lunch? Take advantage of our smart pantry access and monthly tea break/lucky draw.

Life as DOOers

At Doo Group, we embrace a culture where continuous growth, collaboration, and creativity are at the heart of everything we do. As a DOO, you'll collaborate with top professionals from around the globe, dive into exciting projects, and play a pivotal role in shaping the future of finance.

Unlock your potential with Doo Group. Apply now and step into a role where your impact is celebrated

Discover your potential with Doo Group. Apply now and be part of our success story

#DooBeyondLimit #TogetherWeDooMore #SucceedYourCareerWithDoo

Seniority level

• Seniority levelEntry level

Employment type

• Employment typeFull-time

Job function

• Job functionLegal

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