Analyst/lawyer

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At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians.
Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.As an Analyst or Lawyer in ASIC's Wholesale Markets Team, you will contribute to the oversight of wholesale market intermediaries, with a focus on private markets – particularly private credit and private equity funds.
Your work will involve surveillance, intelligence gathering, and regulatory analysis to help uphold compliance standards and strengthen trust in Australia's financial system.Sydney or Melbourne $94,198 - $112,011 depending on experience (plus 15.4% superannuation) Permanent (Full time or Part time) Applications close at 11:59pm AEST, Thursday, 14 August 2025 The teamThe Wholesale Markets Team (WMT) sits within ASIC's Market Conduct team, which works to ensure trust and confidence in Australia's financial markets.
WMT is responsible for supervising wholesale OTC intermediaries, issuers, and wholesale funds (including private credit and private equity).The team undertakes surveillance of market conduct, manages conduct risks, and contributes to the development of market conduct standards.
By identifying and disrupting misconduct, raising standards, and promoting a level playing field, WMT helps maintain the integrity and resilience of Australia's wholesale markets.The roleAs a Lawyer / Analyst, You WillLead or assist with intelligence gathering, surveillance activities, and project work to test compliance of wholesale market intermediaries and issuers in private markets.
Conduct on‑site surveillances and desk‑based reviews to assess compliance with regulatory requirements and address emerging issues, trends, and risks.
Provide technical analysis, evaluation, and guidance on compliance issues, preparing reports, memoranda, and briefings for internal and external stakeholders.
Develop and maintain strong supervisory relationships with wholesale market participants, industry bodies, and other stakeholders.
Contribute to cross‑functional project teams, sharing knowledge and ensuring timely delivery of surveillance outcomes.
About YouYou will have relevant tertiary qualifications (law, commerce, finance, or related discipline) and experience in analysing complex business and policy issues.
You can interpret and apply financial services legislation, including the Corporations Act, ASIC Act, and Australian financial services licence conditions.
Experience with wholesale funds, OTC markets, surveillance activities, and regulatory compliance will be highly regarded.You will have strong analytical and problem‑solving skills, with the ability to evaluate complex technical information and present findings clearly to different audiences.
You work effectively in project teams, maintain collaborative relationships with stakeholders, and demonstrate initiative in managing competing priorities.
A proactive, detail‑oriented approach and sound judgement will help you thrive in this fast‑paced regulatory environment.View the position description for more information or click 'apply' to start your application.Applications close at 11:59pm AEST, Thursday, 14 August 2025About ASICASIC's remit is one of the broadest of regulators across the world.
ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system.
Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.ASIC is committed to providing a diverse and inclusive workplace where the very best talent in Australia chooses to work.
Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.We Offer a Range Of Employee Benefits IncludingAttractive superannuation Additional leave entitlements 50/50 hybrid work-from home model Flexible work arrangements Assistance for study and professional development Click here to view ASIC's salary and benefits guide.To read more about ASIC, you can visit our website or review our Corporate Plan.To work with us, you need to be an Australian citizen and be prepared to complete an ASIC Suitability and Baseline Assessment.
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