Institutional Banking

2 weeks ago


Sydney, New South Wales, Australia Anton Murray Consulting Full time

Sydney- Ancillary Areas- Contract or TemporaryOur client is seeking an experienced KYC / Due Diligence analyst - coming from an institutional / corporate banking KYC background (not retail client focused).


The Due Diligence Officer is responsible for Institutional client KYC/ onboarding and Due diligence for the Corporate and Institutional Banking clients.


KYC Client on-boarding

  • Check if clients' documents are in place and correctly filed
  • KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
  • Input data in KYC Form and control data quality
  • Check and upload clients' documents
  • Handle the workflow with stakeholders (Compliance, B/L) until final signoff
  • Instruct Client Referential team to open client accounts in accounting and Back Office systems

KYC re-certification (periodical task depending on customer sensitivity):

  • Check the KYC master list and select the client group needs to be reviewed
  • KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
  • Input data and control data quality
  • Check and upload clients' documents
  • Handle workflow w/ stakeholders (Compliance, B/L) to final signoff
  • KYC freeze process and monitoring
  • Verify the correctness of the amendment instruction (e.g. company search and signature verification), list of authorised signatures or SSI.
  • Data update and legal document upload (e.g. new registered address, new business address, new legal name)
  • Handle the workflow (to be signedoff by SBO

Experience:

-
Minimum 2-5 years' Due Diligence / KYC experience required from Corporate / Institutional Banking:

  • Knowledge of Corporate Banking products
  • Tertiary studies in the Banking / Finance Industry
  • Sound experience in a customer service environment


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