Compliance Advisory, Banking

2 weeks ago


Sydney, New South Wales, Australia Lanson Partners Recruitment Pty Ltd Full time
Regulatory Compliance Advisory

  • Hands on compliance leader required
  • Can be based in NSW, VIC or QL
Lanson Partners are currently partnering with a mid-sized bank requiring a hands on regulatory compliance advisory professional in NSW, VIC or QL to advise stakeholders on relevant regulations and coach, develop and mentor junior direct reports:

  • Lead regulatory compliance advisory duties to shared services/operations functions across a variety of regulations/standards including privacy, nccp etc.
  • Manage, develop and mentor junior staff members

Requirements:

  • 3+ years of regulatory compliance advisory specifically ideally within a bank or nonbank lender
  • Direct management experience, or proven track record in supporting a divisional head of compliance
  • Hands on, good problem solver, pragmatic, strong attention to detail with strong stakeholder management experience


  • Sydney, New South Wales, Australia HSBC Full time

    Manager, Regulatory Compliance Advisory, Australia Compliance & Risk (Banking & Financial Services) Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through...


  • Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth,...


  • Sydney, New South Wales, Australia HSBC Full time

    Job descriptionSome career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress...


  • Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and...


  • Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Sydney Permanent / Full Time20th March, 2023:ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. 2nd line financial crime advisory role. Design, implementation and monitoring of financial crime risk framework, program and policy. Provide support and leadership in...


  • Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth,...


  • Sydney, New South Wales, Australia Hsbc Full time

    Senior Manager Financial Crime Compliance Advisory, Commercial (CMB) & Global Ba Compliance & Risk (Banking & Financial Services) Some career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our...


  • Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and...


  • Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and growth,...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Banking Compliance Sydney Permanent / Full Time02nd February, 2023:Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team.Main responsibilities are: Maintaining compliance and AFSL...


  • Sydney, New South Wales, Australia Westpac Banking Corporation Full time

    Manager, Compliance Financial Markets & Treasury Permanent Sydney I Hybrid work Financial Markets / Treasury or Debt Markets experienceHow will I help?Opportunity for an experienced Manager to join the compliance team for Westpac Institutional Bank. This role is responsible for providing dedicated business facing compliance support to the Financial Markets...

  • Compliance Lead

    2 weeks ago


    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Compliance & Risk Management Recruitment This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate. If you are looking for the next step in your career, where you have ownership and can add value, this job will do it.It is a genuine...


  • Sydney, New South Wales, Australia Westpac Institutional Banking Full time

    Permanent Sydney I Hybrid work Financial Markets / Treasury or Debt Markets experience How will I help? Opportunity for an experienced Manager to join the compliance team for Westpac Institutional Bank. This role is responsible for providing dedicated business facing compliance support to the Financial Markets (FM) and Treasury (TSY) and Debt Capital...

  • Head of Compliance

    2 weeks ago


    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Sydney Permanent / Full Time05th April, 2024:Key Responsibilities Key point of contact for regulatory compliance matters (line 2 advice). Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. Coordinating with regulatory organisations (APRA, ASIC, AUSTRAC)....

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Stock Broking Sydney Permanent / Full Time08th February, 2024:This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.Key Responsibilities Assist in developing the...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia ING Full time

    Want to work for an award winning bank? ING, Australia's most recommended bank is seeking an experienced Compliance Manager in a FATCA/CRS Advisory capacity, to join its high performing Financial Crime Compliance Team.In this broad, business-wide role, reporting to the Head of Financial Crime Compliance, you'll be instrumental in assisting, advising and...

  • Associate, Advisory

    2 weeks ago


    Sydney, New South Wales, Australia MUFG Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...


  • Sydney, New South Wales, Australia Macquarie Group Limited Full time

    Join our Retail and Business Banking aligned Compliance team in Sydney and play a key role in advising, reviewing, and challenging compliance risks in the division.At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken...

  • Principal, Compliance

    2 weeks ago


    Sydney, New South Wales, Australia BNY Mellon Full time

    OverviewBring your ideas. Make history.BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks...


  • Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Analyst Sydney Contract18th August, 2023:Our client is a well-known organisation in the financial markets space. They are looking for a Risk and Compliance Analyst to support the execution of the enterprise compliance framework in relation to a key project.Reporting to the Senior Manager of Enterprise Compliance, responsibilities will...