Due Diligence Specialist

4 weeks ago

Sydney, Australia TMGM Full time

About TMGM

TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading. We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.

At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent. Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.

About the role

We are seeking a highly skilled DD Specialist & Legal Officer to lead comprehensive evaluations of potential investments, business partners, and acquisition targets. In this role, you will combine expertise in due diligence and legal analysis to identify risks, ensure compliance, and provide actionable insights that support strategic decision-making. Your work will involve analyzing financial statements, legal documents, and regulatory trends while collaborating with cross-functional teams to ensure thorough assessments. This position requires strong analytical skills, attention to detail, and proficiency in financial and legal evaluation within the financial services sector.

Responsibilities:

  • Due Diligence: Conduct in-depth evaluations of financial statements, legal agreements, and regulatory filings for potential acquisitions, mergers, partnerships, or investments, with a focus on the CFD and financial services industries.
  • Legal Analysis: Review and analyze legal documents to ensure compliance and identify potential liabilities or risks.
  • Risk Assessment: Identify and evaluate risks, including reputational, operational, financial, and compliance risks, associated with third-party relationships or target companies.
  • Third-Party Risk Management: Oversee and monitor third-party relationships to mitigate risks while ensuring compliance with contractual and regulatory requirements.
  • Industry Regulation Research: Stay informed on regulatory trends and changes to ensure compliance and align due diligence strategies with evolving industry standards.
  • Report Preparation: Create detailed due diligence reports, highlighting risks and providing actionable recommendations to senior management and stakeholders.
  • Cross-Functional Collaboration: Partner with teams from accounting, legal, risk, and other departments to ensure a holistic due diligence process.
  • Stakeholder Communication: Clearly communicate findings, insights, and recommendations to senior leaders and other stakeholders.
  • Continuous Improvement: Stay updated on industry best practices and develop strategies to enhance due diligence and risk management processes.

Requirements

  • Bachelor's degree in Law or related field. Advanced degree preferred. 
  • Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.  
  • Bilingual proficiency in English and Chinese.
  • Proven experience in due diligence, risk management, and industry research within the financial services sectors.
  • Strong analytical skills and attention to detail.
  • Excellent written and verbal communication skills.
  • Ability to work collaboratively with cross-functional teams.
  • Ability to multitask and prioritize tasks effectively. 

Benefits

  • Celebrate your tenure with us Receive generous milestone anniversary gifts that grow with each year of service.
  • Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
  • Prioritize your well-being Access our Flexible Spending Account (FSA) for various health and wellness needs.
  • Invest in your growth Access annual training opportunities tailored to your role.

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