Wealth Management

4 months ago

Sydney, Australia Anton Murray Consulting Full time

Sydney
Wealth Management
Contract or Temporary

Our client is a global tier-one Wealth Management firm seeking an experienced KYC Periodic Review Officer to join their Sydney Account Management Team.

The ideal candidate will have wealth management / retail broking / Wealth Management client onboarding/ KYC / AML experience and ideally some understanding of UK FSA regulations alongside Australian regulations.

This role is open to working holiday visa-holders, as well as those with longer-term visas and residency.

  • For working holiday visas, candidates will be considered for a 6m contract.
  • For longer-term visas and residents, candidates will be considered for a 12m contract with potential to be extended or go permanent.

Key Responsibilities:

This role is broadly responsible for supporting all operational processes for the CIP KYC and PEP reviews, including:

  • Review documentation provided by clients and Sales.
  • Escalate regulatory concerns or exceptions to AMT Manager for further review and discussions.
  • Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff.
  • Review and validate the accuracy of values that impact client’s ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth.
  • Continuous and active engagement with Sales teams to share KYC and ML / TF related guidance. 
  • Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within required timeframe. 

Desired Experience/Qualifications:

  • Bachelor’s degree or equivalent education or experience required.
  • At least 3 years’ experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank.
  • Understanding of global AML/KYC standards, in particular Australian and UK- FSA requirements.
  • Strong analytical and organisational skills.
  • Strong communication skills to effectively and clearly instruct/ advise Sales teams and other stakeholders.
  • Ability to articulate issues concisely and effectively.
  • Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables.
  • Impressive knowledge of KYC documentation, industry regulations and best practices.

This role will pay approximately $450-525 per day plus super, depending on prior experience in relevant positions.

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