Risk & Compliance Manager - Managed Investments / Trusts - 12-month initial contract

2 months ago

Sydney, Australia Anton Murray Consulting Full time

Melbourne, Sydney
Asset Management
Contract or Temporary

This is a key role within the business, delivering a contemporary risk management framework with extensive exposure to senior leaders and Executive stakeholders. You will have an opportunity to contribute to the development of the organisation’s framework whilst partnering with leaders to influence risk activities across the organisation. 

We are seeking candidates with legal degrees and 5 + years’ Risk and Compliance experience from within a Custody, Managed Investments, Corporate Trust and/or Asset Management business. 

The Risk & Compliance Manager is responsible for defining and embedding the 2nd Line of Defence, in accordance with the Risk Management Framework. This role involves driving awareness and effective management of operational risks, compliance requirements and controls, including involvement in business and regulatory initiatives, change management and projects. 

The role will have a close working relationship with management and staff, as well as with audit functions.

Responsibilities:

  • Develop outstanding relationships with all stakeholders to collaboratively drive change and deliver value and be an advocate for a positive risk culture.
  • Educate and advise stakeholders regarding the development of strong risk and compliance capabilities within the business.
  • Mentor, guide and support the development of strong risk and compliance capabilities within the team and across the business.
  • Represent the group as relevant at industry events and with regulators.
  • Build, maintain and provide oversight and advice on governance, risk and compliance frameworks which facilitate timely identification of issues and escalation to the Head of and the Board.
  • Ensure the Compliance Framework adequately addresses:
    • Identification and recording of compliance obligations across the business unit
    • Monitoring Compliance with obligations
    • Identification, assessment and resolution of Incidents
    • Compliance Training
  • Ensure the risk and compliance frameworks and related policies are maintained and implemented across the business 
  • Liaise with auditors and external consultants as necessary to improve the effectiveness of operational risk and compliance implementation
  • Responsible for providing information to external Auditors for AFSL, Financial Statements and ASIC Deed Poll Audits. Educate staff and management across the business in relation to sound risk management practices, processes and systems
  • Undertake targeted assurance reviews to ensure risks are appropriately and effectively managed

Experience:

  • Legal background  / LLB Degree 
  • Over 5 years’ experience in financial services risk and compliance roles.
  • Experience within Custody, Managed Investments and/or Asset Management or corporate trustee businesses (preferred)
  • Good understanding of Trustee ACL and AFSL regulatory obligations
  • Excellent interpersonal and communication skills
  • Understanding of business process, controls and assurance.

  • Risk & Compliance Manager, Erm Srp

    2 months ago

    Sydney, Australia AMP Limited Full time

    **About the opportunity** Enterprise Risk Management (ERM) is accountable for AMP’s ERM Framework, risk management capability and the provision of high-quality advice, insight and support to our business partners. In this function, you will be supporting our Superannuation, Platform, and Investment businesses. The role will ensure the co-ordination and...

  • Amp Foundation Engagement Manager

    2 weeks ago

    Sydney, Australia AMP Limited Full time

    **AMP Foundation Engagement Manager AMP Foundation (AMPF) is the philanthropic arm of AMP and was established in 1992. We are one of Australia’s largest, independently funded corporate foundations and since inception, we have donated more than $105 million to the community. Although a self-funding, separate legal entity from AMP we have the same origin...

  • Compliance Manager

    3 weeks ago

    Sydney, Australia AMP Full time

    Compliance Manager If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • General Manager Risk, Compliance

    1 week ago

    Sydney, Australia AMP Full time

    General Manager Risk, Compliance & Policy If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be....

  • Brand, Marketing

    2 months ago

    Sydney, Australia AMP Limited Full time

    **AMP Foundation Brand, Marketing and Communications Manager AMP Foundation (AMPF) is the philanthropic arm of AMP and was established in 1992. We are one of Australia’s largest, independently funded corporate foundations and since inception, we have donated more than $105 million to the community. Although a self-funding, separate legal entity from AMP...

  • Risk & Compliance Manager - 12-month contract

    2 months ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementContract or TemporaryThis is a key role within the business, delivering a contemporary risk management framework with extensive exposure to senior leaders and Executive stakeholders. You will have an opportunity to contribute to the development of the organisation’s framework whilst partnering with leaders to influence risk...

  • Risk & Compliance Manager - 12-month contract

    1 week ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementContract or TemporaryThis is a key role within the business, delivering a contemporary risk management framework with extensive exposure to senior leaders and Executive stakeholders. You will have an opportunity to contribute to the development of the organisation’s framework whilst partnering with leaders to influence risk...

  • Product Manager

    3 weeks ago

    Sydney, Australia AMP Full time

    Product Manager - Managed Portfolios & Investments If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services...

  • Client Service Manager

    2 months ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementContract or TemporaryThe Client Service Manager is responsible for managing all aspects of a portfolio of clients in order to build and maintain effective client relationships  and deliver superior client service, ensuring all trustee obligations/operational activities are met in a timely manner.This role will be hired as an initial 3...

  • Client Service Manager

    1 week ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementContract or TemporaryThe Client Service Manager is responsible for managing all aspects of a portfolio of clients in order to build and maintain effective client relationships  and deliver superior client service, ensuring all trustee obligations/operational activities are met in a timely manner.This role will be hired as an initial 3...

  • Commercial Manager

    2 months ago

    Sydney, Australia AMP Limited Full time

    **Commercial Manager** **12 Month Fixed Term Contract - Great opportunity to increase and develop your expertise further - Meaningful work that adds value to AMP and your own skills - Inclusive people who are passionate, welcoming and united to a common purpose. **The opportunity** The Commercial Manager role within the Australia Wealth Management (AWM)...

  • Risk Partner

    4 weeks ago

    Sydney, Australia AMP Full time

    Risk Partner If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Risk Partner

    4 weeks ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Risk Manager

    2 months ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** **How you will make an impact** - Consult and embed sound risk management practices and create a risk aware culture that is aligned to the Enterprise Risk Management Framework. Key focus areas include the identification of key risks throughout the process and the provision of assurance that controls are effectively designed and...

  • Marketing Manager, Amp Bank

    2 weeks ago

    Sydney, Australia AMP Full time

    Marketing Manager, AMP Bank If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our...

  • Investment Risk and Compliance Analyst

    2 months ago

    Sydney, Australia Kaizen Recruitment Full time

    A leading investment fund manager - High performing and collaborative team - 12 month fixed-term contract | Sydney CBD **About the Company** Our client is a leading investment management firm with nearly four decades of experience. Established by industry pioneers, they specialise in active management of listed equity strategies, including Asia Pacific...

  • Marketing Manager, AMP Bank

    2 weeks ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Marketing Manager, AMP Bank

    2 weeks ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Risk Partner

    4 weeks ago

    Sydney, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking. For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even...

  • Fund Investment Risk

    2 months ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management- Contract or TemporaryOur client is a boutique Fund Manager seeking a junior risk and compliance employee to join their small team in support of the Head of Risk and Compliance in an initial 6-month contract with the view to go permanent mid-2016. This role is responsible for providing a compliance and risk service to the business...