Investment Compliance Reporting

1 month ago

Sydney, Australia JPMorgan Chase & Co. Full time

Your new role will allow you to showcase your investment compliance technical skills in servicing our Australia & New Zealand (ANZ) region. You will also bring with you your relevant experience in post-trade investment compliance monitoring services, sound knowledge of financial instruments including derivatives and good understanding of Environment, Social and Governance (ESG) requirements.

As an Investment Compliance Reporting - Analyst within our ANZ Investment Information Services ("IIS") business, you will manage client engagements, oversee report deliveries, and promote client changes and strategic initiatives. As a part of our global Data Solutions Operations team, you will be responsible for a variety of solutions in servicing our institutional clients for the region.

Job responsibilities

Manage client engagements including queries, change requests, onboarding projects and RFP initiatives  Provide oversight governance of reporting deliveries in accordance to client SLAs. Ensure timely and accurate delivery of our post-trade investment monitoring service by ensuring that investment rules are coded in accordance to investment guidelines. Breaches are properly investigated and resolved in a timely manner Work with internal and external stakeholders in building our service capabilities and be able to provide subject matter expertise in representation of our business Collaborate with Product and Business leads in the launch of new services for Investment Compliance Reporting and ESG products Involve in client workshops and industry changes related to our business - be able to represent our region for global product and operational engagements  Manage regional and global projects by steering ANZ implementation from initial design to execution/implementation of the project life-cycle (including system/vendor migrations, testing and implementation)  Understand industry practices, applicable product development and evolving regulations impacting investment guidelines and ESG trends for our clients

Required qualifications, capabilities, and skills

Minimum 2 years’ experience working in Fund Services/Asset management operations or relevant industry Bachelor Degree in related discipline (such as Finance, Mathematics, Economics, Data Analytics and Business)  Prior experience in ex-post investment compliance monitoring, be able to interpret investment guidelines and explain identified breaches in a sound manner Excellent financial instrument and market knowledge, specifically for the ANZ market Be able to demonstrate knowledge in managing complex business and operations process, system change and client build engagements Strong analytical, organizational and problem solving skills 

Preferred qualifications, capabilities, and skills

Experience in Environment, Social and Governance (ESG) reporting and familiar with regulatory trends Have strong control/risk mindset and can demonstrate good knowledge of operational controls, processes and requirements

  • Investment Compliance

    7 days ago

    Sydney, Australia T+O+M Executive Full time

    We here at **TOM Executive** have partnered with a leading custodian to recruit an Investment Compliance role for their Investment Operations team. - Permanent role based in Sydney - Flexible working from home arrangements - Salary ranging between **$100,000 - $115,000 package** **Overview of the role** You will work in the Investment Operations team and...

  • Investment Compliance Analyst

    4 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementPermanentThis is an exceptional new Investment Compliance Analyst role that has just become available with a prominent global firm in their Sydney office.Our client is a prominent global financial services firm, with a thriving Australian custody services business as part of their small Investment Compliance team. The role sits...

  • Compliance Officer

    1 month ago

    Sydney, Australia NSW Government -Department of Enterprise, Investment and Trade Full time

    **Compliance Officer** **Liquor & Gaming** - Join Liquor and Gaming, a Group within the Department of Enterprise, Investment and Trade - Clerk Grade 3/4 with starting salary of $79,032 - $86,539 - Full time ongoing role in Sydney or Regional NSW **About Liquor & Gaming NSW** We are at the pointy end of industry supervision for the liquor, gaming,...

  • Corporate Governance

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Manufacturing - Management / Supervisor - Sydney - Permanent / Full Time **11th January, 2023**: CRM Recruitment is currently partnering with an organisation who are seeking a Corporate Governance & Compliance Manager, to build and implement the Governance & Compliance Framework for this privately owned consortium. This role is both strategy & execution...

  • Client Investment Reporting

    4 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyAsset ManagementPermanentA leading global asset manager is seeking a Client Investment Reporting Analyst or Associate to join their global Client Account Services division in Sydney.  This is a newly created role and will be responsible for providing clients with custom and standardised reports in relation to their portfolio and on topics including...

  • Investment Governance Analyst

    4 weeks ago

    Sydney, Australia IOOF Holdings Full time

    **Date**:16 Jun 2023**Location**:Sydney, NSW, AU, 2000**Employment Type**:Permanent Full Time- Investment Governance, Distribution - Permanent, full time role - Location agnostic with hybrid working arrangements **The Role** - Support the design, development, implementation, monitoring and reporting of investment related matters to improve member and...

  • Quality Assurance

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Other - Sydney - Permanent / Full Time **12th January, 2023**: We are seeking a highly motivated and detail-oriented Quality Assurance and Compliance Officer. In this role, you will be responsible for ensuring that our products and services meet all regulatory requirements and industry standards. Key responsibilities include: - Reviewing and...

  • Reporting and Compliance Administrator

    4 weeks ago

    Sydney, Australia Programmed Full time

    About Us Programmed is a leading provider of operations and maintenance services across all industry sectors including education, health, infrastructure, manufacturing, transport and mining in Australia and New Zealand. Our Facility Management (FM) business unit partners with our valued clients to deliver a comprehensive range of facilities management from...

  • Manager Investment Operations

    4 weeks ago

    Sydney, Australia Bluefin Resources Full time

    We have been exclusively engaged by our client, a leading financial services company, to find an experienced Investment Operations Manager to join their team. As the Investment Operations Manager, you will be responsible for overseeing all investment operations activities, ensuring they are conducted efficiently and effectively. This contract has arisen due...

  • Manager, Investment Operations

    4 weeks ago

    Sydney, Australia Insignia Financial Full time

    Manager, Investment Operations - Make a meaningful impact leading the investment operations team of 4 Analysts - Join a high performing Asset Management team within a leading Financial Services organisation - Sydney based with hybrid and flexible working arrangements available **The Role** Reporting into the Head of Investment Operations and Investment...

  • Financial Crime Compliance

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Funds Management - Sydney - Permanent / Full Time **25th January, 2023**: Global Financial Institution is currently seeking a Financial Crime Compliance & Privacy Manager. - 2nd line financial crime advisory role. - Assist in design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support...

  • Head of Compliance

    4 weeks ago

    Sydney, Australia Fisher Investments Europe Full time

    Overview: Do you have a passion for securities-based compliance? Your experience and passion working within a world of always changing regulations will help provide guidance and direction to the business. You can be a part of Fisher Investments Australasia (FIA) within our globally diverse and growing privately held investment firm. **The Opportunity**: As...

  • Manager, Investment Operations

    1 month ago

    Sydney, Australia IOOF Holdings Full time

    **Date**:20 Feb 2024**Location**:Sydney, NSW, AU, 2000**Employment Type**:Permanent Full Time- Make a meaningful impact leading the investment operations team of 4 Analysts - Join a high performing Asset Management team within a leading Financial Services organisation - Sydney based with hybrid and flexible working arrangements available **The Role** -...

  • Financial Crime Compliance Manager

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **20th March, 2023**: ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. - 2nd line financial crime advisory role. - Design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support and...

  • Project Officer, Data Evaluation and Reporting

    4 weeks ago

    Sydney, Australia NSW Government -Department of Enterprise, Investment and Trade Full time

    **Project Officer, Data Evaluation and Reporting** - Join the Office of the 24-Hour Economy Commissioner, a Group within the Department of Enterprise, Investment and Trade - Clerk Grade 7/8 with starting salary of $106,025 - $117,363 - Temporary role until June 2024 based in Sydney, NSW **About the Role** Supports the Office of the 24-Hour Economy...

  • Compliance, Regulatory Compliance, Associate, Sydney

    1 month ago

    Sydney, Australia Goldman Sachs Full time

    GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...

  • Associate Director, Data Evaluation

    4 weeks ago

    Sydney, Australia NSW Government -Department of Enterprise, Investment and Trade Full time

    **Associate Director, Data Evaluation and Reporting** - Join The Office of the 24-HR Economy Commissioner, a Group within the Department of Enterprise, Investment and Trade - Clerk Grade 11/12 with starting salary of $139,787 - Temporary role until June 2024 based in Sydney, NSW **About the Role** In the role of Associate Director, Data Evaluation and...

  • Payroll Specialist

    7 days ago

    Sydney, Australia Toll Group Full time

    Company Description **Job Description**: A new opportunity for **Payroll Specialist **to join our supportive and collaborative Payroll Team, based at Sydney Olympic Park, Homebush. As **Payroll Specialist **you will be responsible for governance and compliance of superannuation, taxation, workers compensation, and termination processes for over 6500+...

  • Investment Performance Analysis, Officer

    4 days ago

    Sydney, Australia State Street Corporation Full time

    Investment Performance Analysis, Officer **Who we are looking for** We are looking for an exceptional individual to become an Investment Performance Analysis, Officer who's covering **investment performance, attribution, risk, and mandate compliance working **in our regional Specialized Services and Investment Analytics (SSIA) team. **Why this role is...

  • Investment Performance Analysis, Officer

    7 days ago

    Sydney, Australia State Street Full time

    Who we are looking for We are looking for an exceptional individual to become an Investment Performance Analysis, Officer who's covering investment performance, attribution, risk, and mandate compliance working in our regional Specialized Services and Investment Analytics (SSIA) team. Why this role is important to us The team you will be joining is a part...