Compliance Analyst

5 days ago

Sydney, New South Wales, Australia Combined Insurance Full time

**Your Role**

The Compliance Analyst plays an important role supporting the Head of Compliance with Compliance reporting, the Incident and Breach process, compliance policy development and maintenance, and ASIC, APRA and other assurance work to ensure that the Australia and New Zealand businesses act in accordance with regulatory, industry, legal and company standards and requirements.

**Your Responsibilities**:

- Analysing Incidents and Breaches for Australia and New Zealand. This includes ensuring regulatory timelines around identification, assessment and reporting are met.
- Developing reporting and analysis for the Incident and Breach review panel.
- Assist in the identification of any possible breaches of relevant legislation, regulations and obligations by the First Line.
- Enhance compliance management across the First Line of Defence through the maintenance of effective stakeholder relationships through advice and developing the knowledge of the First Line and compliance matters to drive a proactive compliance culture.
- Support compliance training initiatives by generating training content and supporting the provision of compliance training to business units and, where relevant, third party providers.
- Support the Compliance Assurance Reviews (CARs) and monitoring tasks.
- Assist the First Line to develop and implement relevant changes to procedures and controls.
- Assist with the sanctions program including keeping up to date with relevant sanctions requirements.
- Assist to compile and report on compliance activities to the Enterprise Risk Committee, the Board Risk and Compliance Committee, Board Audit Committee, and Board Audit and Risk Committee.
- Collaborate with and share knowledge with compliance team members, Enterprise Risk Management, and Internal Audit to support and promote an effective Three Lines of Defence/Responsibility model.

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