
Compliance Analyst
3 weeks ago
Join to apply for the Compliance Analyst role at Freelancer.com
2 days ago Be among the first 25 applicants
Join to apply for the Compliance Analyst role at Freelancer.com
Get AI-powered advice on this job and more exclusive features.
This range is provided by Freelancer.com. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay rangeA$95,000.00/yr - A$103,000.00/yr
This role will report to the Head of Compliance and is a great opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas. You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key communicator between different teams across the business.
Some of your key responsibilities will include:
- Support different teams across the business with their compliance inquiries
- Work with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards
- Continue the update of the compliance management plans, including regulatory changes, compliance policies, compliance plans, compliance training, and compliance monitoring
- Work closely with the Compliance Assurance Officer to monitor the control assurance testing plan
- Compile compliance reports and compliance updates for the Head of Compliance and other stakeholders
- Conduct compliance assessments and review risk obligations
- Conduct risk assessments where new risks arise or where new processes are introduced across the organisation
- Carry out periodic reviews of existing risk assessments
- Provide ongoing assistance in the delivery of the compliance and risk frameworks
- Manage the risk incident and remediation processes
- Work with senior leaders and business units to understand business drivers, concerns, and future expansion plans, and offer support to manage risk
- Maintain multiple policies and registers
- Review key policies and procedures where required, and support staff members in drafting policies and procedures
- Prepare and lodge regulatory filings
- Work with internal and external stakeholders and participate in business meetings as required
- Support team members with complex issues and share best practices
- Respond to ad-hoc queries and assist in project work as required
This role will report to the Head of Compliance and is a great opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas. You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key communicator between different teams across the business.
Some of your key responsibilities will include:
- Support different teams across the business with their compliance inquiries
- Work with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards
- Continue the update of the compliance management plans, including regulatory changes, compliance policies, compliance plans, compliance training, and compliance monitoring
- Work closely with the Compliance Assurance Officer to monitor the control assurance testing plan
- Compile compliance reports and compliance updates for the Head of Compliance and other stakeholders
- Conduct compliance assessments and review risk obligations
- Conduct risk assessments where new risks arise or where new processes are introduced across the organisation
- Carry out periodic reviews of existing risk assessments
- Provide ongoing assistance in the delivery of the compliance and risk frameworks
- Manage the risk incident and remediation processes
- Work with senior leaders and business units to understand business drivers, concerns, and future expansion plans, and offer support to manage risk
- Maintain multiple policies and registers
- Review key policies and procedures where required, and support staff members in drafting policies and procedures
- Prepare and lodge regulatory filings
- Work with internal and external stakeholders and participate in business meetings as required
- Support team members with complex issues and share best practices
- Respond to ad-hoc queries and assist in project work as required
Experience and skills we are looking for:
- At least 5 years' experience in financial services and compliance, regulatory, or another control function
- Experience interacting directly with regulators is highly regarded
- Tertiary qualification in a relevant discipline, such as Law, Commerce, or Accounting
- Understanding of the financial services industry in the USA, Australia, and Canada, including knowledge of the relevant regulators, as well as current and proposed financial services regulatory and legislative requirements
- Strong analytical skills
- Excellent verbal and written communication skills with theability to work collaboratively with other business areas
- Ability to multitask and priorities
- Seniority levelAssociate
- Employment typeFull-time
- Job functionLegal
- IndustriesIT Services and IT Consulting
Referrals increase your chances of interviewing at Freelancer.com by 2x
Get notified about new Compliance Analyst jobs in Sydney, New South Wales, Australia.
Sydney, New South Wales, Australia 2 days ago
Sydney, New South Wales, Australia 2 weeks ago
Macquarie Park, New South Wales, Australia 2 weeks ago
Junior Compliance Officer- 12 months FTC- HybridNorth Sydney, New South Wales, Australia 2 weeks ago
Sydney, New South Wales, Australia 2 months ago
Financial Crimes Compliance Officer, Australia & New ZealandSydney, New South Wales, Australia 6 days ago
Financial Crimes Compliance Officer, Australia & New ZealandSydney, New South Wales, Australia 6 days ago
Sydney, New South Wales, Australia 8 hours ago
St Leonards, New South Wales, Australia 1 week ago
Sydney, New South Wales, Australia 1 month ago
Sydney, New South Wales, Australia A$90,000.00-A$115,000.00 3 days ago
Sydney, New South Wales, Australia 2 weeks ago
Sydney, New South Wales, Australia 6 months ago
North Sydney, New South Wales, Australia 2 weeks ago
Sydney, New South Wales, Australia 1 month ago
Sydney, New South Wales, Australia 1 month ago
Risk & Compliance Analyst (15-month contract)Sydney, New South Wales, Australia 2 weeks ago
Vendor and Regulatory Compliance ManagerSydney, New South Wales, Australia 2 weeks ago
Sydney, New South Wales, Australia 3 weeks ago
Risk & Compliance Officer | Financial ServicesSydney, New South Wales, Australia A$170,000.00-A$190,000.00 2 weeks ago
Senior Service Specialist - Compliance CommunicationsSYD/MEL/BRI – Senior Associate or Special Counsel - Internal Risk and ComplianceSydney, New South Wales, Australia 2 days ago
Millers Point, New South Wales, Australia 1 week ago
Healthcare Compliance Officer, MedTech ANZNorth Ryde, New South Wales, Australia 2 weeks ago
Risk & Compliance Analyst, Business AcceptanceSydney, New South Wales, Australia 6 days ago
We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr-
Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Apex Group Ltd Full timeCompliance Analyst**Description**Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney.As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the...
-
Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Transgrid Full timeCompliance Analyst at TransgridJoin to apply for the Compliance Analyst role at Transgrid.About UsAt Transgrid, our work improves the lives of millions – from lighting up sports fields, schools and homes, to powering the wheels of commerce and everything else in between.Now it's your turn to make it happen.This is an exciting time in the energy industry...
-
Compliance Analyst
3 weeks ago
Sydney, New South Wales, Australia Transgrid Full timeCompliance Analyst at TransgridJoin to apply for the Compliance Analyst role at Transgrid.About UsAt Transgrid, our work improves the lives of millions – from lighting up sports fields, schools and homes, to powering the wheels of commerce and everything else in between. Now it's your turn to make it happen.This is an exciting time in the energy industry...
-
Compliance Analyst
3 weeks ago
Sydney, New South Wales, Australia Transgrid Full timeCompliance Analyst at TransgridJoin to apply for the Compliance Analyst role at Transgrid.About UsAt Transgrid, our work improves the lives of millions – from lighting up sports fields, schools and homes, to powering the wheels of commerce and everything else in between. Now it's your turn to make it happen.This is an exciting time in the energy industry...
-
Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Freelancer Full timeJoin to apply for the Compliance Analyst role at Freelancer.com2 days ago Be among the first 25 applicantsJoin to apply for the Compliance Analyst role at Freelancer.comGet AI-powered advice on this job and more exclusive features.This range is provided by Freelancer.com. Your actual pay will be based on your skills and experience — talk with your...
-
Investment Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Ambition Group Full timeInvestment Compliance AnalystThe Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process.This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...
-
Investment Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Ambition Full time $90,000 - $120,000 per yearInvestment Compliance Analyst The Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...
-
Investment Compliance Analyst
2 weeks ago
Sydney, New South Wales, Australia Ambition Group Full timeInvestment Compliance AnalystThe Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...
-
Investment Compliance Analyst
3 weeks ago
Sydney, New South Wales, Australia Buscojobs Full timeInvestment Compliance AnalystThe Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...
-
Investment Compliance Analyst
3 weeks ago
Sydney, New South Wales, Australia Ambition Full timeInvestment Compliance AnalystDirect message the job poster from AmbitionRecruitment Consultant- Banking & FinanceInvestment Compliance AnalystThe Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to...