Compliance Analyst

1 week ago


Sydney, New South Wales, Australia Macquarie Group Full time $80,000 - $120,000 per year

Our established Compliance Control Room function manages our information barriers and associated processes including the management of inside information, transaction lifecycle management and the provision of advisory and compliance oversight to Macquarie's institutional Research division.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

In this dynamic role you will have frequent interaction with business stakeholders across Macquarie on a regional and global level and work collaboratively with colleagues in Compliance and other risk functions. You will be involved in compliance monitoring, deal updates, managing information barriers, review and approval of institutional research, policy review, regulatory and legal change management as well as taking an active role in global control room projects and initiatives.

What you offer

  • 1+ years of direct experience in Compliance or the Control room is beneficial, or a relevant compliance or regulatory background
  • An interest in management of information and conflicts within an institutional banking environment
  • The ability to multi-task and work effectively in a team
  • Strong analytical capability, attention to detail, resilience and a "can do" attitude, especially under pressure
    Curiosity of understanding not just HOW we manage our day-to-day but WHY and the associated risks for making certain we get it right.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

What we offer

At Macquarie, you're empowered to shape a career that's rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on employment type, include:

  • 1 wellbeing leave day per year
  • Up to 5 additional service bonus leave days per year
  • Up to 20 weeks' paid parental leave for primary caregivers along with 12 days of transition leave upon return to work, and 6 weeks' paid leave for non-primary caregivers
  • 2 days of paid volunteer leave and donation matching
  • Up to 12 months' gender affirmation leave, including 6 weeks' paid leave
  • Access to Employee Assistance Program and wellbeing benefits including skin and health checks, and flu vaccinations
  • Access to a wide range of salary packaging options
  • Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
  • Hybrid and flexible working arrangements, dependent on role
  • Reimbursement for work from home equipment

About the Risk Management Group

Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.

Our commitment to diversity, equity and inclusion

We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.


  • Compliance Analyst

    1 week ago


    Sydney, New South Wales, Australia Sokin Full time $90,000 - $120,000 per year

    Compliance Analyst (Transaction Monitoring)We're searching for a Transaction Monitoring Analyst to help further our expansion into the APAC region by supporting our ongoing AML and transaction monitoring processes in the local region.This role will ensure Sokin operates in full compliance with international regulations and internal risk management policies...

  • Compliance Analyst

    4 days ago


    Sydney, New South Wales, Australia Vantage Full time $60,000 - $120,000 per year

    Join our team in Sydney or Melbourne as a Compliance Analyst.Due to the nature of the role,relevant compliance experience in the FX/CFD industry is a must.Company DescriptionVantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC). We offer trading opportunities in CFDs for Forex,...

  • Compliance Analyst

    1 week ago


    Sydney, New South Wales, Australia Transgrid Full time $80,000 - $120,000 per year

    About UsAt Transgrid, our work improves the lives of millions – from lighting up sports fields, schools and homes, to powering the wheels of commerce and everything else in between. Now it's your turn to make it happen.This is an exciting time in the energy industry with the transition to renewable energy. Recent government policy documents outline plans...

  • Compliance Analyst

    2 days ago


    Sydney, New South Wales, Australia MinterEllison Full time $60,000 - $120,000 per year

    Location: Melbourne, SydneyContract Type: PermanentMinterEllison is one of Australia's largest independent law and consulting firms. With a heritage of almost 200 years, we are known for our excellence, and our authentic and enduring relationships with our clients, our people and our communities. Clients seek out MinterEllison to help them solve complex...

  • Compliance Analyst

    4 days ago


    Sydney, New South Wales, Australia xe Full time $60,000 - $120,000 per year

    DescriptionAbout UsAt Xe, we live currencies. We share the belief that behind every currency exchange, query ortransaction is a person or business trying to accomplish something important, so we worktogether to develop new and better currency services that put our customers first.Xe was one of the first businesses built on the internet, having begun its life...


  • Sydney, New South Wales, Australia Clyde & Co Full time $60,000 - $90,000 per year

    About the roleYou will be responsible for assisting partners and other members of Clyde & Co with the new business inception process in line with legislation and regulatory requirements.This will include conflict of interest searches for legal and commercial conflicts, anti-money laundering processes for new and existing clients, on-going client monitoring,...


  • Sydney, New South Wales, Australia Worldpay Full time $80,000 - $120,000 per year

    Are you ready to write your next chapter?Make your mark at one of the biggest names in payments. We're looking for a Compliance Analyst to join our ever-evolving Legal, Risk, Compliance & Audit team and help us unleash the potential of every business.What you'll own as theCompliance AnalystMonitors and communicates regulatory changes that impact Worldpay...


  • Sydney, New South Wales, Australia ASX Full time $80,000 - $120,000 per year

    *ASX: Powering Australia's financial marketsWhy join the ASX?*When you join ASX, you're joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all.In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market...


  • Sydney, New South Wales, Australia ASX Full time $90,000 - $120,000 per year

    ASX: Powering Australia's financial marketsWhy join the ASX?When you join ASX, you're joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all.In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator...


  • Sydney, New South Wales, Australia Mane Consulting Full time $90,000 - $120,000 per year

    ABOUT THE ORGANISATION A High Profile Investment Group requires an Investment Compliance/AML Analyst due to an exciting phase of growth in New Business. ABOUT THE ROLE Daily monitoring of investment guideline and rules within Client PortfolioCollaborate with Clients and Front Office regarding all aspects of investment guideline reviews to ensure adherence...