Compliance Manager Wealth Platforms

4 days ago

Sydney, Australia Macquarie Group Limited Full time

-Join our Wealth Platforms aligned Compliance team in Sydney and play a key role in advising, reviewing, and challenging compliance risks in the division.

This is a 12-month contract.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
- What role you will play?As a Compliance Manager, you will play a key role in reviewing and enhancing the compliance and risk management framework across multiple retail wealth products, and advise key stakeholders on meeting their compliance requirements, including documenting the existence and adequacy of controls. You will engage with stakeholders in the Wealth Platforms Businesses and broader Risk Management Group on regulatory changes and standards and assist the business with assessing business impacts.

You will perform targeted compliance risk and policy reviews, as well as ongoing compliance monitoring and draft and assist with implementing solutions to process and control design. This will include incident and breach assessment and reporting, tracking identified control improvements and preparing board/management reporting on key compliance metrics and activity.
- What you offer- Prior experience in a Compliance or Risk Management role supporting retail financial services and/or wealth management
- Demonstrable understanding of the regulatory and compliance landscape
- Strong communication and interpersonal skills
- Demonstrate a high degree of commercial acumen
- Tertiary qualifications in Law, Finance, Commerce or a similar discipline.
- We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
- About the Risk Management GroupIn our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.
- Benefits- Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

- Hybrid and flexible working arrangements
- One wellbeing leave day per year and up to five additional days leave based on length of service
- Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent
- Paid volunteer leave and donation matching
- Range of benefits to support your physical, psychological and financial wellbeing
- Access to a wide range of learning and development opportunities
- Our commitment to diversity, equity and inclusion-
- If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.

  • Risk Partner

    2 weeks ago

    Sydney, Australia SMC Executive Full time

    Visible Business Facing Role - Drive End to End Risk & Control Environment - Wealth Management / Distribution and/or Platforms Experience Required This leading Australian Wealth Management business brings Super & Retirement, Platforms, Advice and supporting divisions together under one leadership team to provide whole-of-wealth services to their...

  • Compliance Manager, Wealth Distribution

    3 weeks ago

    Sydney, Australia BeathChapman Pte Ltd Full time

    Role Summary: We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident compliance professional who can think on your feet and thrive in a busy and dynamic environment, consistently adding value to a group of Financial Advice...

  • Compliance Manager, Wealth Distribution

    3 weeks ago

    Sydney, New South Wales, Australia BeathChapman Pte Ltd Full time

    Role Summary:We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident compliance professional who can think on your feet and thrive in a busy and dynamic environment, consistently adding value to a group of Financial Advice...

  • Compliance Manager, Wealth Distribution

    4 weeks ago

    Sydney, New South Wales, Australia BeathChapman Pte Ltd Full time

    Role Summary:We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident compliance professional who can think on your feet and thrive in a busy and dynamic environment, consistently adding value to a group of Financial Advice...

  • Investment Analyst Wealth Platform

    2 days ago

    Sydney, Australia Macquarie Group Limited Full time

    -Our Investment Governance team supports Macquarie’s Investment Platform business (Macquarie Wrap) within our Wealth Management business. The Investment Platform business has around $140 billion in funds under administration. This is a 12 month parental leave cover opportunity. At Macquarie, our advantage is bringing together diverse people and empowering...

  • Risk & Compliance Advisor

    4 weeks ago

    Sydney, New South Wales, Australia LGT Crestone Wealth Management Limited Full time

    OverviewJoin to apply for the Risk & Compliance Advisor role at LGT Crestone Wealth Management LimitedAs a Risk & Compliance Advisor, you will support and advise the Front Office Advisory business and be their first line of defence to ensure all regulatory standards and compliance requirements are fulfilled. You will also work collaboratively with the...

  • Risk & Compliance Advisor

    4 weeks ago

    Sydney, New South Wales, Australia LGT Crestone Wealth Management Limited Full time

    OverviewJoin to apply for the Risk & Compliance Advisor role at LGT Crestone Wealth Management LimitedAs a Risk & Compliance Advisor, you will support and advise the Front Office Advisory business and be their first line of defence to ensure all regulatory standards and compliance requirements are fulfilled. You will also work collaboratively with the...

  • Key Account Manager

    2 days ago

    Greater Sydney Area, Australia Viola Private Wealth Full time $120,000 - $150,000 per year

    Location:Sydney CBDCompany:Viola Private WealthEmployment Type:Full-time, in officeAbout UsWe are a boutique wealth management firm dedicated to providing exceptional financial guidance and personalized service to high-net-worth individuals, families, and foundations. Our mission is to help clients preserve and grow their wealth through thoughtful planning,...

  • Wealth Management

    2 days ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time $70,000 - $120,000 per year

    Seeking experienced candidates with 2-3 years prior work experience in project coordination, consulting, product support or ideally Big 4 management consulting experience from within Financial Services - ideally Private Banking or Wealth Management industry.Our client is a leading global wealth management firm that advises, trades, manages and distributes...

  • Risk & Compliance Advisor

    2 weeks ago

    Sydney, New South Wales, Australia LGT Crestone Wealth Management Limited Full time $120,000 - $180,000 per year

    About the OpportunityAs a Risk & Compliance Advisor, you will support and advise the Front Office Advisory business and be their first line of defence to ensure all regulatory standards and compliance requirements are fulfilled. You will also work collaboratively with the business to embed a general understanding of our risk appetite, drive pragmatic...