Compliance Analyst

1 week ago

Sydney, Australia LRI Invest Full time

Description

Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney.

As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the quality of service to our clients.

To give you an idea of how this compliance role will look and feel, here are some of the things you can expect to do:

- Coordinate due diligence questionnaires
- Prepare compliance letters for clients
- Assist with the development and implementation of compliance policies and procedures
- Draft training material for compliance training.
- High level attention to detail
- Excellent communication and analytical skills
- An understanding and interest in financial markets
- Knowledge of AML and AUSTRAC requirements.

About our Company
Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.

Apex Group includes FundRock, LRI and European Depositary Bank.
- Additional information:_

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet.

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