Stockbroking Account Opening

7 days ago


Sydney, Australia Anton Murray Consulting Full time

Sydney- Investment Banking- Contract or TemporaryOur client is a leading global stockbroking firm with offices around Australia. Working within their operations team, the primary function is to assist in the account opening and onboarding of new client accounts on to their wealth management platform as well managing general KYC tasks for the maintenance of Australian accounts.

**Responsibilities**:

- Conduct proper due diligence in opening of new accounts
- Highlight or flag any high risk accounts to AML/Compliance and Business manager for further review and discussion; conduct Enhanced Due Diligence where necessary
- Review and approve the opening of sub accounts
- Follow up with Sales team on missing/incorrect documentation
- Review and approve change requests for existing accounts
- Provide guidance to advisers and support staff on complex platform matters, become the ‘Subject Matter Expert’ of the account opening process and operational functions of the platform
- Review and Approve, where appropriate, higher risk payments (e.g. third party payments)
- General administration tasks such as filing, scanning, and collecting mail
- Flexibility is needed to provide support for the team in areas such as project work, ad hoc administration and other duties as directed by management

**Skills Required**:

- At least 3 years’ experience in the Australian or global securities markets, ideally with an Account Opening, KYC or client onboarding background
- Acute awareness of risk, with clear focus on control and timely escalation of risk items to management to minimise potential liabilities to the business
- Strong service focus with the ability to build rapport at all levels
- A proactive nature, challenging and questioning processes, seeking innovative solutions to improve efficiency and mitigate risk
- Excellent teamwork skills, outgoing and motivated



  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Investment Banking- Contract or TemporaryOur client is a leading global stockbroking firm with offices around Australia. Working within their operations team, the primary function is to assist in the onboarding of new client accounts on to their wealth management platform as well manage general operations tasks for the maintenance of Australian...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading Australian Fin-Tech solutions company servicing the stockbroking industry with their automated operations technology. They are rapidly growing with a strong pipeline of new business and planned overseas expansion. Due to this, they need an additional headcount to service their current clients, and be...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Wealth Management- PermanentThis role would suit someone with at least one year’s client services experience in a client services, desk assistant or a wealth management support role seeking to get into a client service, account management role with a leading Financial Technology firm in Sydney. Client Account Managers are accountable for the...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Wealth Management- PermanentOur client is a global tier-one broker seeking desk assistants to join their Sydney team supporting 4 stockbrokers. The role will be a broad opportunity within operations, with cross training across the client onboarding team, client services team and settlements. **Responsibilities**: - Distribute new account documents...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management, Wealth Management- PermanentOur client is a Tier 1 Global Stockbroking firm, seeking a team assistant to support a very successful team of Private Client Advisers. This role will be very client focused so impeccable communication and presentation skills are required. The role will develop over a year or so into being a direct...

  • Account Manager

    7 days ago


    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentAccount Managers are allocated their own client base, and are accountable for the ongoing relationships with, and provision of exceptional client service to, the advisers and support personnel of each of these clients. You will be responsible for maintaining good working relationships with each of our internal partners,...


  • Sydney, Australia Keegan Adams Full time

    Seeking an individual with passion and experience in financial markets. - Genuine career progression opportunities | Learning and development. - $65,000 - $70,000 + Super | CBD Location | Hybrid Working **The Company**: Our client is a **global industry leader in Financial Markets**. Gain valuable experience in their **Account Management team,** working...


  • Sydney, New South Wales, Australia beBeeSpecialist Full time $75,000 - $90,000

    Effective account opening and management are pivotal in delivering a superior customer experience. We are seeking a skilled Account Opening Specialist to join our team in Sydney.Job Description:As an Account Opening Specialist, you will be responsible for managing the end-to-end process of account openings, ensuring seamless interactions with customers, and...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading ASX listed FinTech firm servicing the stockbroking and wealth management industry with their automated operations technology. They are rapidly growing with a strong pipeline of new business and planned overseas expansion. Due to this, they need an addition headcount to service their current clients,...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Investment Banking- PermanentOur client is wholesale Australian institutional stockbroking firm seeking a Dealing Desk Assistant to join their Sydney team. You will provide administrative assistance required by the dealing desk and perform designated trading and sales functions. **Key responsibilities**: - Sales - Research sales, prepare and...