
Compliance and Risk Officer
2 days ago
Notes to applicants:
- Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach which includes working 3 days in the office and the choice to work 2 days in the office or remotely, depending on what is best for that work day. This maximizes in person collaboration and interaction while simultaneously providing flexibility. This broad universal approach applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role.-
- Here at Dimensional, we strive to be an inclusive workplace for all. Even if you do not match every qualification listed, if you are interested in who we are, what we do, and why we do it, we suggest and encourage you to apply.- The use of Artificial Intelligence during interviews and skill testing is prohibited, unless Dimensional Fund Advisors has authorized such use.**Job Description**:
The Team
Dimensional’s Compliance and Risk Management Department is charged with the development and oversight of the firm’s compliance internal controls, policies, and procedures, and risk management framework. Our global structure follows the sun, with compliance personnel established at each office to ensure compliance coverage around the clock. We have a consultative approach that embeds compliance and risk management staff within the groups they support, encouraging communication among teams and improving efficiency with real-time guidance. Compliance teams coordinate the establishment and monitoring of processes and controls for compliance with applicable laws, rules, and regulatory standards; internal and client-directed guidelines; and contractual agreements. Team members with Risk in their title work with the business to integrate risk management practices across each department and at an enterprise level.
The Opportunity
As a Compliance and Risk Officer within our Risk & Compliance team, you will be responsible for supporting the team in ensuring that our business operations and procedures comply with regulatory requirements and internal policies, as well as assisting the business on risk-related matters. You will perform a range of duties including assisting in assessing the impacts of regulatory regulations, review of company processes, and managing the development, implementation and monitoring of various processes and policies as they relate to the overarching governance framework. You will be a proactive team member who is an excellent communicator, has a deep interest in understanding the fund management space and a willingness to help the business succeed.
- Assisting the Risk & Compliance team in reviewing and assessing the effectiveness of company policies and procedures.
- Assisting in the maintenance of risk and compliance registers.
- Assisting with compliance and regulatory deep dives and research.
- Advising on the implementation of internal controls within business processes.
- Keeping up to date with compliance requirements and amendments to regulations, including attending relevant training and updates.
- Assisting the Risk & Compliance team in developing risk management frameworks and strategies.
- Investigating incidents and compliance breaches to determine root cause and preventative actions.
Requirements / Qualifications
- A completed Bachelor’s Degree in Law or Commerce / Business.
- Experience with an investment manager, audit or financial risk/compliance consulting business.
- Outstanding communication and interpersonal abilities
- Effective research and professional networking skills
- Self-motivated individual who has high standards for accuracy and attention to detail who is capable of rapidly learning key elements of the business, working on multiple projects and meeting deadlines.
- Must work well independently, with local business partners, and as part of a global team.
- Excellent written and verbal communication skills and comfortable presenting to internal and external stakeholders.
- Strong work ethic and ability to demonstrate initiative and personal integrity and act as a fiduciary for the business.
- Ability to balance commercial considerations with reputational and legal/regulatory risk.
Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.
-
Compliance and Risk Officer
14 hours ago
Sydney, Australia TMGM Full timeThe Compliance and Risk Officer works under the direction of the Chief Compliance Officer in collaboration with staff members in other departments. The Compliance and Risk Officer is responsible for coordinating and overseeing all risk management activities and providing guidance, advice and assurance to the Board and Risk Management Committee on risk...
-
Risk and Compliance Officer
6 days ago
Sydney, Australia Playgroup NSW Full timeRisk and Compliance Officer - Hybrid Role - 37.5 hour week - SCHADS Level 4 **About us** Playgroup NSW, a values-based community service organisation, supports and delivers a range of universally accessible, targeted and inclusive programs and services. Our vision is to positively impact every NSW child, their family and community in the first 2,000 days...
-
Compliance and Risk Officer
1 week ago
Sydney, Australia Prospa Full timeWe're a passionate team of brilliant achievers, and together we're using technology to take the small business finance industry next level. Our mission is to keep small businesses moving - with smart cash flow solutions right when they need them. Supporting them through ups and downs. Making their lives easier. Helping them Prosper. **The role**: As the...
-
Risk and Compliance Officer
6 days ago
Sydney, Australia Employ Full time3 years Risk or Compliance Experience required - Big four banking Assurance and Compliance, Risk Frameworks lines 1,2,3 - Reporting to the head of Risk and Compliance - Managed Risk in line 1,2,3 and managed risk frameworks and controls - Attend senior Stake holder meetings - Manage a dynamic and challenging environment - Build very strong relationships with...
-
Risk & Compliance Officer
2 weeks ago
Sydney, Australia Brighte Full timeRisk & Compliance Officer **Brighter Together** Our mission is the make sustainability affordable and accessible for everyone. By offering financial solutions to homeowners, we're making renewable energy and home improvements more accessible to the everyday Aussie. Our founder and CEO, Katherine McConnell, has been awarded Telstra Business Woman of the...
-
Risk and Compliance Officer
2 days ago
Sydney, New South Wales, Australia NextSense Full time $60,000 - $90,000 per yearOur Purpose and AmbitionNextSense is a not-for-profit organisation supporting people with vision or hearing loss across Australia. We work with children, adults, and their families, providing a holistic approach to hearing services for newborns through to people over 90 years old, and helping children who are blind or have low vision to develop the right...
-
Group Risk
7 days ago
Sydney, Australia Blacktown Workers Club Group Ltd Full timeOverview Workers Lifestyle Group is seeking an experienced Group Risk & Compliance Officer to join our Finance team. This is a high-impact role ideal for professionals from the Hospitality / Finance sector looking to broaden their remit across compliance, risk management, and ESG governance. You will play a key role in upholding the integrity,...
-
Risk Compliance Officer
10 hours ago
North Sydney Council, Australia Sandstone Technology Full time $120,000 - $150,000 per yearSandstone Technology is a leading provider of loan origination, internet banking and mobile banking solutions to financial institutions globally. Headquartered in Sydney, New South Wales and with offices in Manila in the Philippines and Leeds in the UK, Sandstone is delivering world's best practice strategic banking solutions to financial institutions...
-
Risk and Compliance Advisor
2 weeks ago
Sydney, Australia LGT Group Full timeRisk and Compliance Advisor (Front Office) Sydney (AU) LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets. The role’s overall responsibility is to be a...
-
Risk & Compliance Officer
1 week ago
Sydney, Australia Australian Military Bank Full timeGreat opportunity in a Mutual bank - Multi-Site - National Responsibility for the branch network for a mutual bank - Full Time Opportunity - Role Location - Sydney CBD/Hybrid model * Your Role: * Reporting to the Senior Manager, Risk & Compliance, this role is responsible for develop and co-ordinate activities that will deliver, maintain and enhance...