Manager, L1 Risk and Compliance

4 days ago

Docklands, Australia Insignia Financial Ltd Full time

Manager, L1 Risk and Compliance

**Location**:MELBOURNE, VIC, AU, 3008SYDNEY, NSW, AU, 2000

**Employment Type**:Permanent Full Time
- Drive risk and compliance outcomes across a key superannuation division
- Work alongside senior leaders to enhance risk culture and drive regulatory excellence
- Permanent full-time opportunity based in Sydney or Melbourne

**The opportunity to join our team**
- We’re seeking a driven and experienced Risk & Compliance Manager to join our Risk team and provide high-quality support across all facets of operational risk and regulatory compliance. You’ll work closely with senior leaders within the Wrap business to embed a strong risk management culture, implement robust frameworks and ensure compliance with changing legislative requirements. This role is hands-on, dynamic, and integral to delivering sustainable and compliant outcomes for our clients. If you're passionate about member-first thinking and enjoy navigating complex regulatory environments, this could be your next great opportunity.

**Key Responsibilities**:

- Partner with leaders to provide strategic advice on regulatory, risk, and compliance matters.
- Lead the implementation and continuous improvement of risk and compliance frameworks across the division.
- Embed and promote a strong risk and compliance culture through education and engagement.
- Manage and monitor 1st Line risk practices, ensuring risk issues are identified and appropriately prioritised.
- Identify and assess regulatory changes and provide actionable guidance for implementation.
- Review member communications, disclosure documents, and marketing materials for compliance.
- Provide technical advice to support decision-making and regulatory interpretation.
- Contribute to project risk oversight, ensuring initiatives align with compliance obligations.
- Prepare risk reporting and insights for executive leaders, boards, and regulatory bodies.

**What you will bring**:

- Tertiary qualification in a relevant discipline or equivalent practical experience.
- Relevant qualifications such as RG146, a Diploma of Superannuation Management, or equivalent certifications are highly regarded.
- Extensive experience in operational risk and compliance, ideally within superannuation or financial services.
- Strong understanding of legislative and regulatory requirements across super, managed investments and IDPS.
- Excellent written and verbal communication skills, including stakeholder engagement.
- Strong leadership presence with the ability to influence and support senior leaders and teams.
- Demonstrated ability to deliver in a fast-paced and regulated environment.
- Strong ethical standards and commitment to delivering client-focused outcomes.
- Organised, analytical and confident navigating ambiguity and driving continuous improvement.

**To Apply**
- Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.

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