Compliance & Client Support Officer

2 days ago

Lindfield, Australia Peter Vickers Business Group Full time

**About the Company**:
Peter Vickers Business Group (PVBG) is a well-established boutique Financial Services Firm on the North Shore. We offer a diverse range of financial solutions and advice to our clients from Accounting, Tax, Insurance, Superannuation and Investment Services.

Accounting is one of our core strengths at Peter Vickers Business Group - it’s what we started with. For over 40 years, we have been helping businesses and individuals to manage, protect and grow their wealth.

**About the Role**:
We are currently seeking a Part-time Compliance & Client Support Officer to join our professional and friendly business team.

**Responsibilities**:

- Ensure all customers inquiries are answered timely.
- Complete client data input and maintain all the client info correct in the system.
- Ensure all the information and services provided to the clients are accurate.
- Review and maintain the Compliance and Qualify Control System with the most updated contents including the policy statements and related procedures.
- Coordinate the Company's risk management review including conducting periodic checks on the completed client assignments to ensure a compliance with the associated polices and procedures.
- Review and update AFS License Manual.
- Maintain,review & update company registers like authorized representative, breach and complaints, compliance, conflicts of interest, monitoring & supervision, risk management.
- Coordinate and in charge of Compliance Meetings.
- Complete all the lodgement of forms to APRA or ASIC when required.
- Review and recommend the Insurance contents in the Company website to ensure the full compliance.

**Job Requirements**:

- Minimum of 2 years’ experience in Financial/Accounting/Investment/Insurance services role.
- Knowledge of financial services laws, ASIC requirements.
- Knowledge of various types of business risks like clients, operational, compliance etc.
- Exposure to Brooking and Accounting, Financial, Investment, General Insurance would be highly regarded.
- Degree qualified in Business, Commerce or Legal would be highly regarded.
- Accuracy, attention to detail and being pro-active.
- Strong time management, organisational and analytical skills, problem solving and communication, both verbally and written.
- Ability to work under pressure and multi-task.
- Able & flexible to work for 2/3 days for catering work schedule or adhoc work assignment under the arrangement of the Company.

**Culture & Benefits**:

- Genuine family-friendly environment in a suburban office location.
- Opportunities for further training and qualifications.

**Application Process**:
If you are a confident, proactive and prudent individual who has sounded risk or compliance experience, we are looking forward to hearing from you.

Please submit your resume along with a cover letter outlining your preferred PT availability and why you would be suited for this role.

No agency calls please.

**Work Remotely**:No

**Job Types**: Part-time

**COVID-19 considerations**:
All visitors to our office premises are required to check in via the QR Code, sanitize hands and wear a mask.

**Job Type**: Part-time
Part-time hours: 16-24 per week

**Salary**: $55,000.00 - $90,000.00 per year

Schedule:

- Day shift

  • Account Manager, Insurance Broking

    5 days ago

    Lindfield, New South Wales, Australia Peter Vickers Business Group Full time $60,000 - $120,000 per year

    About UsPeter Vickers Business Group, founded in 1979, offers a comprehensive range of financial services including tax, superannuation, SMSF and investment advice, audit, and administration of SMSFs, finance broking, and insurance. From our offices in Lindfield and Windsor, we provide tailored advice to manage, protect, and grow our clients' wealth, whether...

  • Ndis Support Worker

    1 week ago

    Lindfield, Australia Cality Care Full time

    We are currently seeking a committed and reliable NDIS support worker to assist our client based in Lindfield area for an ASAP start. Client is looking for an experienced support worker for In home care and Social support. From the client: - Hi, I am looking for a female Carer to help me with my morning routine which consists of making me breakfast, cleaning...

  • Disability Support Worker

    2 weeks ago

    Lindfield, New South Wales, Australia Catholic Care DBB Full time $104,000 - $130,878 per year

    Flexible roles available Casual and part-time positions paid at SCHADS Level 2Morning SIL shifts - Lindfield & Wahroonga (6am-9am / 7am-10am)Supportive Team Environment with continuous training and developmentAbout the role:As a Disability Support Worker, you will be responsible for providing high-quality care to the residents at our vertical Supported...

  • Disability Support Worker Linfield

    2 weeks ago

    Lindfield, Australia Adorablecare Pty Ltd Full time

    **Adorable Care Pty Ltd - St Marys** About this role: We are looking for caring, passionate **FEMALE** support workers with excellent communication skills to join our **Western Sydney teams.** Shifts average 15 - 20 hours per week **About us** Adorablecare Pty Ltd provide the assistance to NDIS participants with a range of support services including...

  • Ppt Home Care Aged Care Support Worker

    2 days ago

    Lindfield, Australia Your Choice Home Care Full time

    Are you someone who loves older people? Are you passionate about providing companionship, assistance, and making a difference in people's lives? If so, we have a rewarding opportunity for you! **Position: PPT Support Worker** **Location: Lindfield, NSW** **Type: Permanant Part Time** **What We're Looking For**: - Availability between Monday to Friday...

  • In Home Support Worker

    1 week ago

    Lindfield, Australia SHCS Full time

    **Calling All Experienced Support Worker Superstars!** Sydney Health & Care Services has been assisting its participants for almost five years, and with a reputable industry name, it is experiencing exponential growth. With our prosperous participant base and growing team, we are on the search for committed, professional, and compassionate individuals to...

  • Part Time Junior Admin

    4 days ago

    Lindfield, Australia Coadys Personnel Full time

    Our Client is a small, fun and friendly Chartered Accounting business with recently renovated offices on the upper North Shore close to public transport. This is a great opportunity for a university student looking for part time employment to work around their studies. Duties for this position will include: - General office admin duties - Filing &...

  • Sales - Sales Agent

    1 week ago

    Lindfield, Australia Belle Property Full time

    **Willoughby / Lindfield, NSW**: Located in Sydney's prestigious Lower North Shore, award-winning Belle Property Willoughby is a boutique real estate agency known for its innovation, professional standards and excellence in real estate sales. It has built its reputation on the provision of customer service excellence and outstanding results. Our team strive...

  • Account Manager

    6 days ago

    Lindfield, Australia Peter Vickers Insurance Brokers Pty Ltd Full time

    **About Us**: Peter Vickers Business Group is a well-established firm on the North Shore offering tailored financial solutions to its clients. As part of this group, our Peter Vickers Insurance Brokerage team prides themselves on providing a professional and personal service covering a wide range of business insurance products, tailored to suit current and...

  • Merchandisers - Hallmark Lindfield / Asquith

    1 week ago

    Lindfield, Australia STRIKEFORCE AMC Full time

    **Here’s your chance to join the Dedicated Hallmark Team!**: **Approx 6hrs P/W+ **Additional** hrs during **Seasonal** Times** ***Territory** will include but not limited to: Lindfield, Turramurra, Asquith, Berowra Heights** - Competitive Hourly Rate & Km Allowance - FMCG Experience highly regarded - Flexibility Monday to Friday **About the...