Manager, Compliance Financial Markets

23 hours ago

Sydney, Australia Westpac Banking Corporation Full time

Manager, Compliance Financial Markets & Treasury
- Permanent
- Sydney I Hybrid work
- Financial Markets / Treasury or Debt Markets experience

**How will I help?**

Opportunity for an experienced Manager to join the compliance team for Westpac Institutional Bank. This role is responsible for providing dedicated business facing compliance support to the Financial Markets (FM) and Treasury (TSY) and Debt Capital Markets businesses. The position will provide dedicated, independent second line of defence compliance support to the FM and TSY and WIB businesses across BAU advisory matters.

The key responsibilities include:

- Supporting Westpac's compliance strategy across the FM, TSY and WIB businesses
- Driving a best practice approach to compliance risk management, including conflicts management.
- Maintaining a positive and transparent relationship with the business and internal stakeholders.
- Providing proactive, reliable and relevant compliance advice regarding FM's and TSY's business activities.
- Facilitating face to face training to address regulatory and business requirements.
- Undertaking the completion of BAU compliance activities
- Participation in the Product Approval Committee process for new products.
- Completion of compliance assessments and breach reporting in a timely manner.
- Monitoring, identifying, and advising on domestic and global regulatory change.
- Reporting to oversight committees and forums.
- Liaising with the broader Compliance function and risk partners in an effective and productive way.

**What's in it for me?**

You'll play a significant part of the future of a business that has been around for 200 years. Our purpose is to create better futures together. So, we'll back you in the development of your career, internal career prospects, and flexible working. You'll also keep learning to grown, backed by a fantastic team of people with a can-do, supportive structure. Whatever shape your family takes, we offer generous paid and unpaid parental leave for your nominated primary and support carers. This includes leave to organise adoptions, surrogacy, and foster care arrangements. And we continue to pay your super contributions while you take all the time you need to get your new family settled.

**What do I need?**

We are looking for someone who has Financial Markets/ Treasury and Debt capital markets risk and compliance experience. You will have 5 - 7+ years experience in a banking context with a financial services regulator preferred, you will have detailed knowledge of Australian regulatory environment relating to financial markets activities. You will be experienced in Compliance, Risk or legal function and demonstrate experience interacting with stakeholders at all levels and building strong relationships within a Financial Markets Compliance team including internal and external stakeholders. You will thrive on the pace and energy of a trading room/ markets environment and have the capacity to operate in a complex, changing and sometimes ambiguous environment.

**How do I apply?**

Start here. select the **APPLY** or button.

**Do you need reasonable adjustments during the recruitment process?**

At Westpac we are committed to providing a supportive culture and creating inclusive and accessible workplaces, branches, products and services for our customers, employees, and community.

Job ID 300001053249451

  • Compliance Analyst

    2 days ago

    Sydney, New South Wales, Australia MST Financial Full time $60,000 - $90,000 per year

    Sydney, CBDPermanent, Full-Time OpportunityAbout UsMST Financial is an Australian-based financial services platform that offers research, advisory, and capital markets services. We are a research-driven, outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets,...

  • Head of Financial Markets

    5 days ago

    Sydney, Australia Westpac Banking Corporation Full time

    Head of Financial Markets & Treasury Compliance - **Opportunity to join Westpac's Institutional Bank or continue your career in the Group**: - **Established career path and progression opportunities**: - **Sydney Based** **How will I Help?** The Head of Financial Markets & Treasury Compliance will be responsible for providing dedicated compliance support...

  • Head of Financial Markets

    1 week ago

    Sydney, Australia Westpac Full time

    **Opportunity to join Westpac’s Institutional Bank or continue your career in the Group**: - **Established career path and progression opportunities**: - **Sydney Based** **How will I Help?** The Head of Financial Markets & Treasury Compliance will be responsible for providing dedicated compliance support to the Financial Markets and Treasury...

  • Compliance Manager

    3 days ago

    Sydney, Australia International Capital Markets Pty Ltd Full time

    **Company Overview**: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we...

  • Compliance Manager

    4 days ago

    Sydney, New South Wales, Australia Focus Financial Partners Full time $80,000 - $120,000 per year

    Position Summary As part of the Compliance team at Focus Partners Australia, you will play a key role in delivering independent and objective assurance and consulting services that enhance the organisations operations. Your primary responsibility will be to lead our assurance audit program, including delivery of training on licensee standards, policies, and...

  • Senior Manager, Risk and Compliance

    1 week ago

    Sydney, New South Wales, Australia Insignia Financial Full time $180,000 - $250,000 per year

    Lead the embedding of risk and compliance frameworks that protect members and clientsDrive strategic risk initiatives and transformation across MasterTrust to ensure regulatory compliance12 months Max-Term opportunity, based in Sydney or MelbourneThe opportunity to join our teamAs a senior member of the MasterTrust Risk Team, you will deliver high quality...

  • Associate, Financial Risk Advisory

    5 days ago

    Sydney, Australia Chatham Financial Full time

    **Overview**: Our Hedging practice advises clients on interest rate, foreign currency, and commodity risk management across sectors including real estate, private equity, Infrastructure, ASX 100, Fortune 1000 corporations, and financial institutions. Our teams execute over $750 billion in hedging transactions annually. We are seeking a motivated Associate...

  • Senior Manager Risk, Marketing Transformation

    13 hours ago

    Sydney, New South Wales, Australia Insignia Financial Full time $120,000 - $180,000 per year

    At Insignia Financial, your voice, ideas and individuality countsMax Term Full TimeBrisbane or Sydney Location The opportunity to join our team The Senior Manager Risk, Marketing Transformation will lead the transformation of our Line 1 risk governance capability across the Brand, Marketing, Technology and Corporate Affairs teams. This is a strategic,...

  • Principal Compliance Specialist

    2 days ago

    Sydney, New South Wales, Australia Liberty Specialty Markets Full time $80,000 - $120,000 per year

    Are you a Senior Compliance Specialist or Compliance Manager looking to join a team who is a trusted partner to the business, allowing them to focus on their roles and know that they are acting with Integrity in an environment of extraordinary regulatory change?Do you have a strong ability to create a culture of doing the right thing and ensuring compliance...

  • Compliance Manager, Financial Services

    4 days ago

    Sydney, New South Wales, Australia SALT SEARCH PTY LTD Full time $120,000 - $180,000 per year

    Compliance Manager, Financial Services | Sydney Based12 Month Mat leave cover on a full-time basisThis is a rare opportunity to join an established and reputable global FinTech operating across ANZ with HQ in Sydney and Melbourne, where innovation meets integrity. We're seeking a Compliance Manager, to play a key role in supporting the broader ANZ compliance...