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Compliance Specialist

1 week ago

Brisbane, Queensland, Australia HPX Group Pty Full time

About HPX Group Pty

At Source Compliance, part of the HPX Group, we're a National Specialist Compliance and Risk Management provider to the financial services industry. We deliver professional, flexible, and outcome-driven solutions that adapt with our clients' business.

We operate with a clear purpose and values-driven leadership model, prioritising personal and professional development for our team members. Our culture-led environment empowers our people to be the best version of themselves, enabling them to do their best work and make our clients happy.

We're looking for a Compliance Manager to assist in managing a portfolio of clients across various sectors, including funds management, corporate advisory, and investment managers. As part of our team, you'll have the opportunity to work with a range of clients, from large retail licensees to small boutique wholesale licensees.

Key responsibilities include:

  • Implementing, managing, and updating AFSL compliance frameworks, compliance obligations, monitoring, and controls for our clients.
  • Preparing and reviewing compliance reporting to Boards and Committees.
  • Providing guidance on ASIC Regulatory requirements as they apply to AFS and ACL licensee obligations.
  • Assisting clients with meeting their compliance obligations, including quarterly reports, policy reviews, compliance advice, risk management frameworks, and audit support.

Benefits of working with us:

  • Ongoing support from your primary and secondary team members.
  • Mentorship in a supportive environment with access to quality work and professional development opportunities.
  • Flexible working conditions, including the ability to work from home dependent on client and team commitments.
  • People experience programs like the Da Vinci Program and the Adventure Club.
  • Full day birthday leave.

We celebrate diversity and inclusion in our workplace, welcoming unique backgrounds and varying life experiences. If you require any support or reasonable adjustments during the recruitment process, please contact us at talent@hpxgroup.com.au.