Current jobs related to Regulatory Compliance Officer - Sydney, New South Wales - Australian Prudential Regulation Authority

  • Regulatory Compliance Officer

    5 days ago

    Sydney, New South Wales, Australia Future Gene and Cell Research Full time

    Job SummaryWe are looking for a talented Clinical Research Associate to join our team in Sydney. In this role, you will be responsible for site management, monitoring clinical trials, ensuring regulatory compliance, data collection, and collaboration with clinical sites and sponsors.You will work closely with our team to ensure that clinical trials are...

  • Regulatory Compliance Specialist

    5 hours ago

    Sydney, New South Wales, Australia TMGM Full time

    We are looking for a highly skilled Risk and Compliance Professional to join our team at TMGM. As a leading online trading and investment services provider, we take pride in our commitment to regulatory compliance and technological innovation.The Risk and Compliance Professional will be responsible for managing regulatory and licensing matters, including...

  • Compliance, Regulatory Compliance, Analyst

    22 hours ago

    Sydney, New South Wales, Australia Goldman Sachs Full time

    This is a Compliance, Regulatory Compliance, Analyst role with one of the leading companies in AU right now -- Goldman Sachs -- with an amazing team. They are continuing to grow rapidly. This is the chance to join right as the takes off.More About the Role at Goldman Sachs ## **Job Description** Compliance, Regional Compliance, Analyst, Sydney  GLOBAL...

  • Regulatory Compliance Professional

    4 days ago

    Sydney, New South Wales, Australia HSBC Full time

    Job DescriptionThis key risk management role involves providing advice and guidance on Regulatory Compliance Risk related matters and issues for AUH's businesses in Australia. You will be responsible for staying abreast of the rapidly changing regulatory environment as it relates to Regulatory Compliance Risk and the more stringent regulatory interface and...

  • Regulatory Affairs Officer

    1 week ago

    Sydney, New South Wales, Australia NXTGIG Full time

    We are seeking a highly skilled Regulatory Affairs Officer to join our NXT GIG team. As a Regulatory Affairs Officer, you will play a critical role in ensuring that our organization adheres to the regulatory requirements set forth by the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC).Job...

  • Regulatory Compliance Officer

    3 days ago

    Sydney, New South Wales, Australia NSW Government Full time

    At the NSW Government, we are dedicated to ensuring the integrity and welfare of greyhound racing. As a Casual Steward, you will play a pivotal role in maintaining the highest standards of integrity and welfare within the industry.About the RoleWe are seeking individuals with strong communication skills, capable of engaging with diverse populations and...

  • Head Of Regulatory Compliance

    3 weeks ago

    Sydney, New South Wales, Australia HSBC Full time

    Some career choices have more impact than others. At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity.We bring together the people, ideas and capital that nurture progress and growth,...

  • Compliance Officer Role

    9 hours ago

    Sydney, New South Wales, Australia TMGM Full time

    TMGM, a leading online trading and investment services provider, is seeking an experienced Compliance Officer to join its team. The ideal candidate will possess strong knowledge of regulatory requirements and have experience in managing licensing matters.The Compliance Officer will play a crucial role in ensuring compliance with relevant regulations and...

  • Compliance Officer

    24 hours ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    A rare opportunity exists for a motivated and experienced risk professional to join a prominent Council as a Risk and Insurance Lead. This key role involves developing and implementing comprehensive risk management strategies, fostering collaborative relationships with stakeholders, and driving business growth from the ground-up.Coordinate and develop key...

  • Regulatory Compliance Manager

    16 hours ago

    Sydney, New South Wales, Australia Macquarie Bank Limited Full time

    Recovery and Resolution Planning ManagerOur Recovery and Resolution Planning team is looking for a skilled professional to join their ranks. This team is dedicated to ensuring Macquarie meets its regulatory requirements, specifically in crisis preparedness.The successful candidate will have a strong background in financial services, preferably in risk...

  • Regulatory Compliance Expert

    4 days ago

    Sydney, New South Wales, Australia Fisher Investments UK Full time

    ResponsibilitiesOversee and ensure compliance with applicable regulations, licence authorisations, and policies.Review marketing material and resolve AML/CTF queries from the business.Complete daily, quarterly, and ad hoc compliance monitoring tasks, including transaction monitoring, resolving alerts, gift request approvals, etc.Assist in preparing the...

  • Regulatory Compliance Expert

    20 hours ago

    Sydney, New South Wales, Australia AUSTRAC Full time

    Company OverviewAUSTRAC, Australia's financial intelligence agency, is evolving to strengthen its fight against money laundering and terrorism financing. With a focus on regulatory compliance and enforcement, we are committed to protecting the integrity of the Australian financial system.

  • Regulatory Compliance Advocate

    5 days ago

    Sydney, New South Wales, Australia Lawyers Weekly Full time

    This is an exciting opportunity for a Complex Dispute Resolution Lawyer to join our team and focus on complex domestic and international disputes. As a Corporate Disputes & Regulatory Lawyer, you will advise clients on a range of matters, including contract and shareholder disputes, Corporations Act and securities issues, and statutory claims.About the...

  • Compliance Officer

    9 hours ago

    Sydney, New South Wales, Australia TMGM Full time

    This is a Compliance Officer - Mandarin Speaking Preferred role with one of the leading companies in AU right now -- TMGM -- with an amazing team. They are continuing to grow rapidly. This is the chance to join right as the takes off.More About the Role at TMGM ## **Description** TMGM stands at the forefront of online trading and investment services,...

  • Regulatory Reporting and Compliance Accountant

    5 days ago

    Sydney, New South Wales, Australia Convera Full time

    About Our TeamWe are a dynamic team of professionals who work together to deliver smarter money movements to our customers. We are looking for an experienced Financial Accounting Specialist to join our team in Sydney. As a regulated provider of foreign exchange services, we are subject to a broad range of regulatory obligations across APAC.Your...

  • Regulatory Compliance Specialist

    1 week ago

    Sydney, New South Wales, Australia Avant Full time

    At Doctors' Health Fund, our people are the centre of everything we do for our members. We offer a variety of benefits and opportunities to support your growth and development.The Member Services Team Leader plays a crucial role in leading a dedicated team to deliver exceptional service to our members. Key responsibilities include Leadership and Development,...

  • Regulatory Compliance Specialist

    3 days ago

    Sydney, New South Wales, Australia The Star Ent Group Full time

    Job OverviewThe Star Ent Group is seeking a highly skilled Senior Regulatory Advisor to join our team. As a key member of our regulatory affairs department, you will play a vital role in ensuring our business operations comply with relevant laws and regulations.Your primary responsibilities will include maintaining a working knowledge of Casino Control Act...

  • Regional Compliance Officer

    2 days ago

    Sydney, New South Wales, Australia ENGINEERINGUK Full time

    Job OverviewWe are seeking an experienced Regional Compliance Officer to join our team at ENGINEERINGUK. As a key member of the team, you will be responsible for ensuring compliance with local regulatory legislation and company policies.Main Responsibilities:Conduct regular audits to ensure compliance with regulatory requirements.Develop and implement...

  • Compliance Officer

    3 days ago

    Sydney, New South Wales, Australia Stryker Group Full time

    Stryker Group is a leading global medical device company seeking a Compliance Officer to join our Regulatory Affairs team. The ideal candidate will have at least 5 years of experience in regulatory affairs and be proficient in the analysis and interpretation of regulatory documentation.The successful candidate will bring expertise in Class III and TGA...

  • Forensic and Regulatory Compliance Lead

    20 hours ago

    Sydney, New South Wales, Australia Minter Ellison Full time

    Minter Ellison's Consulting Services are leading strategic advisors ready to design, develop and operationalise solutions for clients. The Forensics and Financial Crime team sits within our market-leading Risk and Regulatory Practice.The Director will lead the delivery of high-profile F&FC engagements with many of Australia's most iconic organisations. Key...

Regulatory Compliance Officer

1 week ago

Sydney, New South Wales, Australia Australian Prudential Regulation Authority Full time
Key Responsibilities

As a Regulatory Compliance Officer, you will be responsible for providing contemporary and relevant specialist advice to internal stakeholders. This includes participating and adding value to internal and external working groups by providing specialist advice, and identifying and championing continuous improvement opportunities for team efficiency and effectiveness.

You will also have the opportunity to maintain relevant policy and guidance for Australian financial services, and serve as a subject matter expert and thought leader in CPS 220 Risk Management, CPS 230 Operational Risk Management, and other relevant areas.

  • Strong analytical and problem-solving skills, with the ability to identify and mitigate potential risks.
  • Ability to communicate complex information to non-technical stakeholders.