
Chief Ethics Officer
6 days ago
The Director, Conduct plays a pivotal leadership role in fostering a culture of integrity, accountability, and ethical behavior across Institutional Banking & Markets.
This role spearheads the development and implementation of conduct risk frameworks, supports governance, and ensures alignment with regulatory expectations across jurisdictions where IB&M operates.
- Contribute to the execution of the Group's Conduct Risk Framework within IB&M.
- Partner with senior leaders to embed conduct principles into business practices, decision-making, and customer outcomes.
- Oversee conduct risk assessments, breach reporting, and thematic reviews.
- Provide expert input on regulatory matters including obligations and expectations of regulators.
- Contribute to IB&M & Group engagement with regulators, industry bodies, and external stakeholders on conduct matters.
- Contribute to internal governance forums focused on conduct and reputational risk.
- Develop and deliver conduct-related training and awareness programs.
- Monitor and report conduct metrics to the governance forums at IB&M & Group level.
- Lead a high-performing team and foster a culture of continuous improvement and ethical leadership.
We seek individuals with:
- Proven experience in risk, compliance, legal, or governance roles within financial services.
- Deep understanding of conduct risk, regulatory frameworks, and corporate governance.
- Strong stakeholder engagement and influencing skills at executive levels.
- Demonstrated leadership in driving cultural change and ethical decision-making.
- Experience managing complex issues with reputational impact.
- Exposure to markets and commodities, with an understanding of product-focused strategies.
- Strategic thinker with strong analytical and problem-solving skills.
- Exceptional communication and interpersonal skills.
- Ability to lead cross-functional initiatives and manage competing priorities.
- High integrity and commitment to ethical standards.
- Resilience and adaptability in a dynamic regulatory environment.
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