
Advisory Compliance Specialist
2 days ago
Job Title: Compliance Advisory Manager
We are seeking a talented individual to join our Risk and Compliance team in Sydney or Melbourne. This is a hybrid role that requires working at least three days a week in the office.
About the RoleThis 12-month contract position plays a critical part in developing and managing compliance frameworks and policies, as well as delivering compliance advice to ensure that our business operates in alignment with policies, procedures, and regulatory obligations.
Key Responsibilities- Provide expert compliance advisory services across superannuation, investments, financial advice, administration, insurance broking, and other key areas to relevant stakeholders.
- Support the development and enhancement of compliance frameworks, policies, and processes to effectively manage compliance risks.
- Manage obligations and maintain the obligations library for our company, ensuring adherence to regulatory requirements.
- Establish and oversee monitoring mechanisms to assess compliance practices, identify areas for improvement, and enhance compliance measures across the organization.
- Manage and maintain licensing and authorizations for our entities, including conflicts of interest assessments and governance.
- Review compliance plans for managed investment schemes, product disclosure documentation, and marketing collateral.
- Conduct training sessions on compliance frameworks, policies, and regulatory obligations to promote a strong compliance culture.
- Proven experience in a compliance or legal role within the Australian financial services industry, with a strong understanding of regulatory requirements.
- Ability to interpret and apply legislative requirements effectively.
- Excellent communication and presentation skills, with the ability to provide pragmatic, strategic advice to senior management and Board stakeholders.
- Experience in managing compliance obligations, conflicts of interest, and licensing requirements.
- We support your professional development to help you reach your full potential.
- We foster a vibrant, inclusive culture where talented colleagues collaborate to create innovative solutions and make a meaningful impact for colleagues, clients, and communities.
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