Advisory Compliance Specialist

22 hours ago

Brisbane, Queensland, Australia beBeeCompliance Full time $160,000 - $180,000

Job Title: Compliance Advisory Manager

About This Role:

We are seeking an experienced compliance professional to play a critical part in developing and managing compliance frameworks and policies.

The ideal candidate will have excellent communication and presentation skills, be able to provide pragmatic and strategic advice to stakeholders, and have in-depth knowledge of regulatory obligations in relation to superannuation, investments, financial advice, administration, and insurance broking.

Key Responsibilities:
  • Provide expert compliance advisory services to relevant stakeholders across the organisation.
  • Support the development and enhancement of comprehensive compliance frameworks and policies, and processes that enable the organisation to effectively manage compliance risks.
  • Undertake Line 2 activities for obligations management, including the maintenance of the obligations library.
  • Ensure the establishment and implementation of effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations.
  • Manage and maintain appropriate financial services and trustee licensing and authorisations of entities.
  • Undertake Line 2 activities for conflicts management, including governance, conducting conflicts of interest assessments, and preparation of conflicts management plans.
Requirements:
  • Experienced compliance professional with experience in regulatory compliance or legal areas, preferably in the Australian financial services industry.
  • Experience in interpreting and applying associated legislative requirements.
  • Excellent communication and presentation skills.
  • Ability to provide pragmatic and strategic advice to stakeholders.
  • In-depth knowledge and understanding of regulatory obligations in relation to superannuation, investments, financial advice, administration, and insurance broking.

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