Compliance Specialist, Global Markets

4 days ago


Sydney, New South Wales, Australia Goldman Sachs Full time

Compliance Role Overview

The Compliance Department at Goldman Sachs is seeking a talented Compliance Specialist to join our team in Sydney. As a Compliance Specialist, you will be responsible for providing compliance coverage and support to the business units in Australia, working closely with other firm departments such as Legal, Controllers, and Risk.

Key Responsibilities

  • Monitor changes in laws and regulations affecting the businesses and implement a compliance program to ensure compliance;
  • Formulate appropriate policies, training, testing, and monitoring for the business;
  • Devise and implement strategic solutions with senior compliance management and other control side departments;
  • Conduct regular compliance training for business unit professionals and supervisors.

Requirements

  • 1+ years of compliance, legal, audit, or other control function experience;
  • Strong analytical skills and ability to exercise judgment and manage execution under pressure;
  • Inquisitive and proactive in identifying risks and proposing solutions;
  • Good interpersonal skills and excellent written communication skills.

About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do, and we are committed to fostering and advancing diversity and inclusion in our own workplace and beyond.


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