Senior Compliance Officer

4 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $100,000 - $140,000

Compliance Advisory Professional: Role Overview

The Marsh McLennan Pacific organization seeks an experienced compliance professional to join its Risk and Compliance team. This key role will focus on developing and managing compliance frameworks, policies, and processes to ensure the business operates in accordance with its policies, procedures, and regulatory obligations.

Key Responsibilities:

  • Provide expert compliance advisory services to stakeholders across Marsh McLennan, including superannuation, investments, financial advice, administration, insurance broking, and other relevant areas.
  • Support the development and enhancement of comprehensive compliance frameworks, policies, and processes to effectively manage compliance risks.
  • Undertake Line 2 activities for obligations management, including maintaining the obligations library for Marsh McLennan Pacific.
  • Establish and implement effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organizational policies and regulatory obligations.
  • Manage and maintain appropriate financial services and trustee licensing and authorizations of MMC Pacific entities.
  • Conduct reviews of compliance plans for managed investment schemes and review product disclosure documentation and marketing collateral.
  • Deliver training programs on compliance frameworks and policies.

Requirements:

  • Experienced compliance professional with a background in regulatory compliance or legal areas, preferably in the Australian financial services industry.
  • Strong understanding of associated legislative requirements and excellent communication skills.
  • Ability to provide pragmatic and strategic advice to the Business, senior executives, and Board stakeholders.

What Makes You Stand Out:

  • Drive positive outcomes and bring about change within a large organization.
  • In-depth knowledge and understanding of regulatory obligations in relation to superannuation, investments, financial advice, administration, and insurance broking.

Why Choose Our Organization:

  • Professional development opportunities to help you grow professionally.
  • Collaborative work environment where you can work with talented colleagues to create new solutions and have impact.

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