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Strategic Compliance Advisor
2 weeks ago
We are seeking a skilled professional to join our Risk and Compliance team.
This role will be based in Sydney or Melbourne, working in a hybrid environment that requires at least three days a week in the office.
About the Role- Support the development and enhancement of comprehensive compliance frameworks and policies, and processes.
- Assist in maintaining the obligations register for Marsh Mc Lennan Pacific, including working with stakeholders to identify obligation ownership.
- Undertake activities related to conflicts management.
- Support the establishment and implementation of effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations.
- Assist in managing and maintaining appropriate financial services and trustee licensing and authorisations.
- Manage fit and proper requirements, including assessments of persons in regulated roles, appointments and removals of Responsible Persons and Responsible Managers.
- Help drive continuous improvement initiatives within the Compliance function.
- Obtain, analyse, and interpret compliance data from internal and external sources, and prepare reporting to support the Compliance function.
What You Need to Have:
- Experience in a similar role in regulatory compliance or legal areas, preferably in the Australian financial services industry.
- Excellent communication and presentation skills.
What Sets You Apart:
- In-depth knowledge and understanding of regulatory obligations in respect of superannuation, investments, administration, financial advice or insurance broking.
Why This Opportunity?
- We offer professional development opportunities to help you grow your career.
- We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and make an impact.