Financial Services Professional

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $91,120 - $143,138
Financial Services Professional - Advice and Compliance Expert

We are seeking an experienced Financial Services Professional to join our team as an advice and compliance expert. In this role, you will play a vital part in supporting our bankers by preparing high-quality, compliant, and strategically accurate advice documents.

Your key responsibilities will include collaborating with various stakeholders to refine recommendations, conducting detailed financial calculations, and ensuring all advice aligns with compliance standards.

You will be responsible for reviewing advice submissions, maintaining detailed records, and providing coaching to your colleagues on documentation standards.

Above all, you will manage your workload to meet service level agreements and escalate any compliance or process inefficiencies as needed.

About the Role:

  • Prepare accurate and compliant advice documents, such as Statements of Advice (SoAs) and Wholesale Advice Documents (WADs), tailored to meet client goals and objectives.
  • Collaborate closely with Bankers and internal stakeholders to refine recommendations, conduct detailed financial calculations, and ensure all advice aligns with compliance standards.
  • Review advice submissions, maintain detailed records, and provide coaching to colleagues on documentation standards.

Requirements:

  • Strong understanding of financial planning principles, investment strategies, and regulatory requirements.
  • High attention to detail, with proven ability to draft accurate advice documents and perform precise financial calculations.
  • Excellent communication skills to engage effectively with stakeholders and articulate advice recommendations clearly.
  • Strong organisational skills, with the ability to manage multiple priorities and maintain detailed records to ensure compliance.

Benefits:

In this role, you will have the opportunity to work with a talented team of professionals who share your passion for delivering exceptional results. You will also have access to ongoing training and development opportunities to help you grow in your career.

About Us:

We are a global organisation committed to fostering a diverse, equitable and inclusive workplace. We welcome people from all backgrounds and encourage applications from individuals who share our values.

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