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Financial Services Coordinator
3 weeks ago
At GO Markets, we're committed to fostering a culture of compliance excellence. We're seeking a dedicated Compliance Officer to join our close-knit team at our Melbourne CBD Head Office. As a key member of the Compliance team, you'll play a vital role in upholding our compliance framework across multiple jurisdictions, ensuring legislative, regulatory, and contractual obligations are consistently met.
This is an exciting opportunity for someone with a passion for compliance and risk management excellence to grow and shine with us. You'll be responsible for providing comprehensive support to ensure smooth compliance operations and efficient administration, delivering exceptional service through thorough compliance reviews, maintaining a robust regulatory structure, and actively contributing to risk management initiatives.
The ideal candidate will have a strong understanding of the Corporations Act and AML/CTF regulations, as well as experience in a relevant financial services field, ideally within the FX/CFD sector. Strong communication skills and stakeholder engagement abilities are also essential for this role.
Key Responsibilities
- Assist in the preparation of audit reports and respond to queries from stakeholders regarding compliance matters.
- Maintain accurate records of compliance-related activities and transactions.
- Develop and implement effective risk management strategies to mitigate potential compliance risks.
- Collaborate with internal teams to ensure compliance with regulatory requirements.