Product Risk Manager
7 days ago
We are seeking a Product Risk Manager to join our Wealth Management team in Sydney. This is a 12-month contract starting February 2023.
Key Responsibilities- Product Governance Framework Development: Assist in managing, analysing and developing the Product Governance framework to ensure compliance with regulatory requirements.
- Product and Suitability Risk Analysis: Analyse, assess and supervise Product and Suitability Risk for the Firm, identifying potential risks and implementing mitigation strategies.
- Approved Product List Maintenance: Coordinate and maintain the Approved Product List to ensure it remains up-to-date and compliant.
- Client Book Due Diligence: Analyse and perform due diligence on client books of proposed new Financial Adviser (FA) hires.
- New Product Review: Review and approve new products as part of the Capital Markets Committee.
- Compliance and Risk Management: Ongoing review and performance of tasks relating to compliance with the Product Governance Policy of the business.
- Product & Investment Risk Committee: Contribute to and assist with the Product & Investment Risk Committee as a member of the committee.
- Experience: Approximately 5 years' experience in Risk Management or Product roles from a top-tier firm.
- Qualifications: University Degree qualified in Finance, Business or Economics; recognised industry qualifications preferred.
- Competencies: Strong knowledge of Australian and International Financial Markets and products; high attention to detail and analytical mindset; strong project management skills; excellent communication skills both verbal and written.
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Risk Manager
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