
Strategic Assurance Professional
3 days ago
Our goal is to find an exceptional individual who will join our Risk and Compliance team in a pivotal role.
This is a hybrid position that requires the employee to work at least three days a week in the office.
Job DescriptionThe successful candidate will be responsible for assessing and evaluating the effectiveness, efficiency, and consistency of implementation of relevant policies and key entity level controls over material risks and compliance obligations.
Critical to these responsibilities is the ability to understand the business and ensure strong engagement with both key internal and external stakeholders.
We are looking for someone with the ability to develop an understanding of the business model, strategy, risk appetite, and risk profile, as well as the external environment.
They will also contribute to evolving the monitoring and oversight program, ensuring it remains aligned to strategic objectives, material risks/obligations, and industry emerging risks.
- Develop an understanding of the business model, strategy, risk appetite, and risk profile, as well as the external environment.
- Contribute to evolving the monitoring and oversight program, ensuring it remains aligned to strategic objectives, material risks/obligations, and industry emerging risks.
- Execute comprehensive assurance activities in accordance with agreed terms of reference.
- Assist executing risk and control assurance in accordance with agreed terms of reference.
- Maintain appropriate tools and operating procedures in relation to assurance activities.
- Identify inefficiencies in processes and recommend necessary action to implement productivity improvement(s).
- Document fact-based observations and recommendations, supported by appropriate rationale and evidence.
- Document concise and meaningful professional risk and compliance reports for relevant management and board level risk forums and committees.
- Track and monitor resolution of issues arising from assurance activities.
We are seeking individuals with at least 1-2 years of experience working in a similar risk, compliance, legal and/or audit role in a financial and/or professional services environment related to superannuation, managed investment schemes, custodian arrangements, funds management or investments.
Applicants must have a sound understanding and ability to operate within Risk and Compliance frameworks, including the ability to consider risk strategically and take a commercial approach to compliance when required.
- Experience working in a risk, compliance, legal and/or audit role in a financial and/or professional services environment related to superannuation, managed investment schemes, custodian arrangements, funds management or investments.
- Sound understanding and ability to operate within Risk and Compliance frameworks.
- Ability to analyse data and collate and prepare observations/reports in relation to risk profiles, compliance plans, statutory requirements, incidents, audit, and complaints data.
- Strong written and verbal communication skills, with foundation capability of providing executive level information.
- Demonstrated ability to engage and build rapport.
- Change management and agile working mindset.
We offer a range of benefits, including professional development opportunities, interesting work, and supportive leaders.
Our team fosters a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities.
Our scale enables us to provide a range of career opportunities and benefits.
What Makes You Stand OutPrevious experience working within the financial services industry is highly regarded.
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