Compliance Programs Manager

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $101,440 - $153,200

Job Summary

">Compliance Programs Specialist - Participants Compliance RoleAs a key member of the Participants Compliance Team, you will be responsible for ensuring that participants adhere to the highest standards of compliance and integrity in the financial markets. This role requires a strong understanding of regulatory requirements, industry best practices, and market infrastructure.">Your Responsibilities">
  • ">
  • Establish and document robust outsourcing frameworks, including assessment tools and governance processes, aligned with best practices across regional exchanges and local requirements.">
  • Review existing rules and regulatory requirements related to material changes and develop practical guidance for internal and external use.">
  • Streamline internal compliance procedures to improve structure, reduce complexity, and support operational efficiency.">
  • Develop and lead reviews of market concentration and design appropriate frameworks for ongoing monitoring and review.">
  • Support Admission Managers and internal stakeholders with determining the scope of cyber requirements across facilities, consult with participants on rule changes, and design frameworks for monitoring participants against those changes.">
  • Refresh and uplift participant-facing documentation, including notification templates and guidance material.">
  • Develop and strengthen internal controls to ensure ongoing compliance with license conditions and regulatory obligations.">
">Your Experience and Qualifications">
  • ">
  • You must have significant relevant industry or professional experience providing a broad understanding of financial products (equities, bonds, and derivative products) and the financial markets and settlement arrangements for those products.">
  • You should have a strong understanding of internal control development, regulatory obligations, and risk-based compliance frameworks.">
  • You should be familiar with exchange practices, FMI principles, or APR/ASIC regulatory expectations.">
  • You should be an excellent communicator, both written and orally.">
  • You should be able to work autonomously and manage multiple streams of work across different stakeholders.">
  • You should have demonstrated change management skills.">
  • You should hold a tertiary qualification in law, accounting, finance, business, risk management, and compliance, economics, or related disciplines.">
">About Us">

We are a dynamic global leader with a record of innovation and a reputation for integrity, transparency, and professionalism. We offer a range of employee benefits and a flexible working environment underpinned by a friendly and collaborative culture.

">

We value diversity and inclusion in our workforce and encourage applications from candidates with diverse backgrounds and experiences.

">

We are committed to providing equal employment opportunities to all employees and applicants regardless of their race, color, national origin, age, gender, disability, or any other protected characteristic.

">

We look forward to hearing from you if you are interested in this exciting opportunity

"]},

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