Compliance Services Expert

13 hours ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $140,000

Compliance Advisory Manager - Job Overview

The role of Compliance Advisory Manager involves providing expert advisory services to ensure compliance with regulatory requirements. This includes managing obligations, maintaining a library of obligations, and overseeing monitoring mechanisms to assess compliance practices.

  • This role requires a strong understanding of regulatory requirements in the Australian financial services industry, including superannuation, investments, financial advice, administration, and insurance broking.
  • Expertise in interpreting and applying legislative requirements is also essential for this position.

Key Responsibilities:

Job Summary
  • Provide strategic guidance on compliance frameworks, policies, and processes.
  • Support the development and enhancement of compliance measures across the organization.
  • Manage and maintain licensing and authorizations for entities within the organization.
  • Review compliance plans and product disclosure documentation.
Requirements
  • Proven experience in a compliance or legal role within the Australian financial services industry.
  • Ability to provide pragmatic, strategic advice to senior management and stakeholders.
  • Experience in managing compliance obligations and conflicts of interest.

Ideal Candidate Profile:

  • Strong stakeholder engagement skills and a proactive approach to compliance management.
  • Deep knowledge of regulatory obligations related to superannuation, investments, financial advice, administration, and insurance broking.
  • Ability to drive positive change and deliver outcomes within a complex organization.

For further information, please contact your local HR representative.

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