Investment Suitability Controls Specialist
5 days ago
We are seeking a skilled Compliance Control Analyst to join our team. The successful candidate will be responsible for reviewing and testing investment suitability and cross-border controls, analyzing risks, and identifying opportunities for improvement.
About the Role- Drive or work as a team member on investment suitability and cross-border controls review and testing of Global Wealth Management (GWM) division
- Analyze and assess risks arising from both the business and support functions
- Identify and evaluate the design, implementation and effectiveness of controls designed to address those risks
- 3-4 years experience in external or internal audit or compliance controls testing within the financial industry
- Strong analytical skills and quantitative approach to problem solving
- Ability to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures
- You will be working in a dynamic and collaborative environment
- We offer a competitive salary and benefits package
- Opportunities for professional growth and development
Please submit your application, including your resume and cover letter, through our website.
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