Investment Suitability Specialist
4 days ago
Job Opportunity:
We are seeking a professional to drive investment suitability and cross-border controls review and testing.
Your Role
- Identify and assess risks arising from both the business and support functions.
- Evaluate the design, implementation, and effectiveness of controls designed to address those risks.
- Document and communicate review findings, root causes, and risks.
- Develop recommendations for items that solution owners should consider when finalizing their action plans.
- Review remediation actions submitted by the business for closure to assess whether these have addressed the original risks.
Working in a Dynamic Environment
You will be working in an independent function within the second line of defense, supporting strategic, operational, financial, and compliance objectives.
About the Ideal Candidate
- 3-4 years experience in external or internal audit or compliance controls testing within the financial industry.
- Strong analytical skills and quantitative approach to problem solving.
- Ability to quickly understand complex processes and challenge the status quo.
- Willingness to learn new concepts and methods.
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