Compliance Officer
6 days ago
As a Compliance Officer - Risk with SS&C Technologies, you'll play a critical role in managing operational risk incidents and ensuring compliance with internal policies and regulatory requirements. This involves logging, investigating, analyzing for root causes, and resolving incidents in accordance with established procedures. Your expertise in client complaints management, including root cause analysis and service recovery strategies, will be essential in providing effective solutions to clients.
Responsibilities
- Manage operational risk incidents, including logging, investigation, analysis, and resolution in line with internal policies and regulatory requirements.
- Lead complex client complaints through the complaints management process, working collaboratively with client services, compliance, and operations teams.
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Compliance Officer
1 week ago
Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full timeA rare opportunity exists for a motivated and experienced risk professional to join a prominent Council as a Risk and Insurance Lead. This key role involves developing and implementing comprehensive risk management strategies, fostering collaborative relationships with stakeholders, and driving business growth from the ground-up.Coordinate and develop key...
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Compliance Officer
2 days ago
Sydney, New South Wales, Australia TMGM Webinar Ride the Gold Wave Full timeTMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory...
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Compliance Officer
7 days ago
Sydney, New South Wales, Australia TMGM Full timeThis is a Compliance Officer - Mandarin Speaking Preferred role with one of the leading companies in AU right now -- TMGM -- with an amazing team. They are continuing to grow rapidly. This is the chance to join right as the takes off.More About the Role at TMGM ## **Description** TMGM stands at the forefront of online trading and investment services,...
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Compliance Officer
4 days ago
Sydney, New South Wales, Australia Commonwealth Bank Full timeJob Summary:The Compliance Officer is responsible for ensuring that Commonwealth Bank's business activities comply with regulatory requirements and industry standards.This includes developing and implementing compliance programs, monitoring adherence to policies and procedures, and collaborating with stakeholders to address compliance issues.Develop and...
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Compliance Officer Role
7 days ago
Sydney, New South Wales, Australia TMGM Full timeTMGM, a leading online trading and investment services provider, is seeking an experienced Compliance Officer to join its team. The ideal candidate will possess strong knowledge of regulatory requirements and have experience in managing licensing matters.The Compliance Officer will play a crucial role in ensuring compliance with relevant regulations and...
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Senior Compliance Officer
1 day ago
Sydney, New South Wales, Australia Solventum Corporation Full timeSenior Compliance OfficerWe are seeking a Senior Compliance Officer to join our team at Solventum Corporation.The ideal candidate will have prior experience as an In-house paralegal and compliance specialist.They will also possess excellent organizational and time management skills, with the ability to prioritize tasks effectively.Key...
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Regulatory Compliance Officer
1 day ago
Sydney, New South Wales, Australia BestForexBonus Full timeJob Summary"> We are seeking a highly skilled Regulatory Compliance Officer to join our team. As a Regulatory Compliance Officer, you will be responsible for overseeing the Licensee's general compliance, maintaining the monthly compliance register, and drafting policies and procedures. You will also be responsible for creating and maintaining risk registers,...
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Compliance Officer
2 days ago
Sydney, New South Wales, Australia Aon Full timeThis is a Compliance Officer - Audit role with one of the leading companies in AU right now -- Aon -- with an amazing team. They are continuing to grow rapidly. This is the chance to join right as the takes off.More About the Role at Aon ## **Job Description** **Compliance Officer – Assurance** - Want to help drive operational efficiency in compliance...
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Compliance and Privacy Officer
2 days ago
Sydney, New South Wales, Australia West Recruitment Pty Ltd Full timeLocation: CBD, Inner West & Eastern SuburbsReference ID:Call: 0483 945 776West Sector: OperationsJob SummaryCompliance and Privacy OfficerAlexandria location$120,000 - $130,000 + Super 12 month fixed-term contractJob DescriptionAbout your new company:This Industry giant is one of the world's leading providers of integrated logistics services. With offices...
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Senior IT Compliance Officer
1 day ago
Sydney, New South Wales, Australia DWF Law LLP Full timeAbout the RoleWe are seeking a highly skilled and motivated Senior IT Compliance Officer to join our team in Sydney.As an IT Systems Governance Specialist, you will be responsible for maintaining and developing system compliance of all IT processes and security, ensuring the improvement and general development of the IT systems which support these processes...
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Senior Compliance Officer
1 day ago
Sydney, New South Wales, Australia Acord (association For Cooperative Operations Research And Development) Full timeJob Summary:We are seeking a Senior Compliance Officer to join our team at Caia - Jobboard. In this role, you will be responsible for providing analysis of thematic risk and compliance issues arising from control self-assessment results, compliance incidents and breaches, risk incidents and operational losses.About You:Tertiary qualifications in a relevant...
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Project Compliance Officer
2 days ago
Sydney, New South Wales, Australia Parkwood Leisure Limited Full timeParkwood Leisure Limited is a renowned project management company delivering diverse undertakings across the UK. We are seeking a skilled Project Compliance Officer to join our team.The ideal candidate will represent the company and oversee contract management of project agreements, ensuring high standards of service delivery and successful outcomes for...
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Compliance Officer for Australia
2 days ago
Sydney, New South Wales, Australia AXA Full timeAbout the Role">We are seeking a highly skilled and experienced Compliance Officer to join our team in Australia. As a key member of our compliance function, you will be responsible for ensuring that our business operations comply with all relevant laws, regulations, and industry standards.">Key Responsibilities">">Develop and implement effective compliance...
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Risk and Compliance Officer
1 day ago
Sydney, New South Wales, Australia BeathChapman Pte Ltd Full timeJob Description:We are looking for a Risk and Compliance Officer to join our team at BeathChapman Pte Ltd. The successful candidate will be responsible for managing risks and ensuring that our business activities are conducted in accordance with all relevant laws and regulations.Key Responsibilities:Elevate your Compliance & Legal career with a thriving bank...
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Compliance and Training Officer
7 days ago
Sydney, New South Wales, Australia YRS - Your RTO Specialists Full timeJob Description:We are looking for a highly skilled Compliance and Training Officer to support our operations at YRS - Your RTO Specialists.The successful candidate will have a deep understanding of RTO Administration and compliance requirements, with experience in using VETtrak or similar systems.Duties and Responsibilities:Managing VETtrak dataConducting...
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Legal Compliance Officer
1 day ago
Sydney, New South Wales, Australia Epson Full timeWe are seeking an experienced Compliance and Legal Manager to join our Corporate team at our new North Sydney head office.About the Position:You will be responsible for ensuring compliance activities are carried out in a professional manner to mitigate any corporate risks.Your Main Responsibilities:Compliance and Risk Management:Maintain the company's...
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Compliance Officer
4 days ago
Sydney, New South Wales, Australia AIA Hong Kong Full timeEnterprise Risk and Compliance Team:The Enterprise Risk and Compliance team at AIA Hong Kong is responsible for identifying, assessing, and mitigating risks that could impact the organisation's operational effectiveness.Privacy Officer Role:As a Privacy Officer, you will play a critical role in ensuring the organisation's compliance with privacy laws and...
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Compliance Officer
4 days ago
Sydney, New South Wales, Australia Aon Corporation Full timeWant to help drive operational efficiency in compliance and risk practices within a Global Organisation?Make an impact in Line 2 AssuranceFull time permanent opportunity based in Sydney, Brisbane or Melbourne with flexible work arrangements availableCompliance Officer - AssuranceAon is in the business of better decisionsAt Aon, we shape decisions for the...
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Security Compliance Officer
2 days ago
Sydney, New South Wales, Australia Q-CTRL Full timeQ-CTRL is seeking an experienced Information Security Officer to join their team. As a key member of the organization, you will be responsible for ensuring the highest standards of security and compliance are maintained.You will work closely with all departments to ensure they are exceeding their security compliance responsibilities, including risk,...
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Regulatory Compliance Officer
6 days ago
Sydney, New South Wales, Australia Infinity Group Full time**Regulatory Compliance Officer Position Summary:**We are seeking a highly skilled Regulatory Compliance Officer to join our team at Infinity Group. As a key member of our quality assurance team, you will play a critical role in ensuring that our loan processes meet the highest standards of compliance and accuracy.The ideal candidate will have a strong...