Risk and Compliance Officer

5 days ago

Sydney, New South Wales, Australia BeathChapman Pte Ltd Full time

Job Description:

We are looking for a Risk and Compliance Officer to join our team at BeathChapman Pte Ltd. The successful candidate will be responsible for managing risks and ensuring that our business activities are conducted in accordance with all relevant laws and regulations.

Key Responsibilities:

  • Elevate your Compliance & Legal career with a thriving bank that has an extensive international network
  • Manage all duties for the Compliance & Legal department
  • Timely AML / CTF & Sanctions screening and reporting duties, including transaction monitoring
  • Review and approve corporate client onboarding and perform periodic review (KYC)
  • Maintain and administer CDD records and metrics
  • Maintain the Compliance & Legal Register
  • Review and update policies & procedures that support the compliance framework
  • Facilitate ongoing compliance training to all bank employees
  • Draft and vet contracts with third party legal and counterparties
  • Support with legal search and provide updates about regulatory changes to the Senior Management
  • Translate compliance documents and reports for the Head Office

Requirements:

  • Tertiary degree in Finance, Business and/or Law
  • Basic knowledge of Prudential Standards, ASIC Guidelines and AMLCTF requirements
  • Good understanding of Australian financial markets and basic licensing obligations (banking & AFSL license) is desirable
  • Highly motivated, capable of multi-tasking, and willingness to learn and develop within the role
  • Good time management skills with the ability to prioritise tasks in order of urgency
  • Knowledge of Chinese regulations and financial services laws is highly desirable
  • Ability to speak / type / read Chinese

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